Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan ThompsonSecurities America, Inc.State Farm VP Management Corp.01-24-2020
Scott Sullivan DelaneyAllstate Financial Services, LLCState Farm VP Management Corp.05-29-2018
Donald P. BrinkerNYLIFE Securities LLCState Farm VP Management Corp.04-25-2017
Jamie Cathleen RutledgeGWN Securities Inc.State Farm VP Management Corp.09-01-2016
Maryanne Dolores BroemelState Farm VP Management Corp.State Farm VP Management Corp.06-01-2016
Brian James SanfordMorgan StanleyState Farm VP Management Corp.05-19-2016
Nathan Donald ObringerPruco Securities, LLC.State Farm VP Management Corp.01-11-2016
Michelle Renee ConroyRaymond James Financial Services, Inc.State Farm VP Management Corp.$15010-28-2015
Kim M. Lau-DarnellCitizens Securities, Inc.State Farm VP Management Corp.10-12-2015
Gary Eugene AltNationwide Securities, LLCState Farm VP Management Corp.09-04-2015
Jessica Lynn LeachSantander Securities LLCState Farm VP Management Corp.09-01-2015
Dawn Marie KoehlerPruco Securities, LLC.State Farm VP Management Corp.07-30-2015
Cynthia Ann PlazekThrivent Investment Management Inc.State Farm VP Management Corp.07-16-2015
Kyung Hee YunState Farm VP Management Corp.State Farm VP Management Corp.04-13-2015
India A. WilliamsonCitizens Securities, Inc.State Farm VP Management Corp.04-07-2015
Bruce Wendell Carthon Jr.Allstate Financial Services, LLCState Farm VP Management Corp.02-26-2015
Ryan D. WhiteheadAllstate Financial Services, LLCState Farm VP Management Corp.03-10-2014
Dustin Drew ThompsonHefren-Tillotson, Inc.State Farm VP Management Corp.$2509-09-2013
John Brian KnessINVEST Financial CorporationState Farm VP Management Corp.08-08-2012
Jodie Eve RiouxState Farm VP Management Corp.State Farm VP Management Corp.06-30-2012
Robert Joseph BennettEdward JonesState Farm VP Management Corp.06-25-2012
Charles Martin JacksonState Farm VP Management Corp.State Farm VP Management Corp.03-29-2011
Dana Lowe VaughanState Farm VP Management Corp.State Farm VP Management Corp.03-29-2011
Maureen M. KocherAllstate Financial Services, LLCState Farm VP Management Corp.01-06-2010
Jeffrey Allen BinghamPark Avenue Securities LLCState Farm VP Management Corp.11-11-2009
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.