Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman Gerald BloomSpire Securities, LLCUBS Financial Services Inc.04-17-2009
David Loran CostaLPL Financial LLCUBS Financial Services Inc.$2504-30-2009
James Edward CuccaroWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-30-2009
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-15-2009
Richard Kenyon Cobb Jr.Cresap, Inc.UBS Financial Services Inc.05-15-2009
Kevin Dale SmithCetera Advisor Networks LLCUBS Financial Services Inc.06-01-2009
Ellen M. MarcusOppenheimer & Co. Inc.UBS Financial Services Inc.06-08-2009
George Dixon Shrum Jr.Oppenheimer & Co. Inc.UBS Financial Services Inc.$2506-12-2009
Gail S. CostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-26-2009
Ryan Matthew PurvisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-28-2009
Michael Joseph NagleRBC Capital Markets, LLCUBS Financial Services Inc.09-03-2009
Robert Michael Di FalcoRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-25-2009
Andree Camarco JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Barry Thomas ComptonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Melissa Mary FutchStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Chad Anthony LojewskiStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Lacey Ann YorkStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert Marshall NeidorffStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert Martin RoskoshStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Walter Mark MancingStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Travis Marshall McChessneyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Geoffrey Leigh DentStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Thomas Leroy WeimerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert E Maloney Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Andrew Joseph NewmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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