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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis QuinnLPL Financial LLCUBS Financial Services Inc.$20006-30-2016
John Keen WildemoreMorgan StanleyUBS Financial Services Inc.$20007-18-2012
Richard Kenyon Cobb Jr.Cresap, Inc.UBS Financial Services Inc.$20005-15-2009
Thomas Anthony KeiserRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2019
Frank Becker Emmerling Sr.RBC Capital Markets, LLCUBS Financial Services Inc.$15011-08-2013
Neil Patrick RongausTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.$15010-11-2012
Keith Thomas MuneraMorgan StanleyUBS Financial Services Inc.$15007-18-2012
John Eugene ElginMid Atlantic Capital CorporationUBS Financial Services Inc.$15007-14-2010
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-15-2009
Norman Gerald BloomSpire Securities, LLCUBS Financial Services Inc.$15004-17-2009
Robert Timothy HigginsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-01-2019
Janet Katherine SaboVoya Financial Advisors, Inc.UBS Financial Services Inc.$10010-05-2016
James B MarcusWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10008-12-2016
Thomas Richard ByrnesRBC Capital Markets, LLCUBS Financial Services Inc.$10004-24-2014
Alice Kennedy WilsonMorgan StanleyUBS Financial Services Inc.$10001-09-2014
Aurelio Roy Decaro Jr.Morgan StanleyUBS Financial Services Inc.$10001-09-2014
David Telford HawkinsMorgan StanleyUBS Financial Services Inc.$10010-13-2010
Alan Matthew StrickerMid Atlantic Capital CorporationUBS Financial Services Inc.$10009-03-2010
Robert G Kaveny Jr.Oppenheimer & Co. Inc.UBS Financial Services Inc.$10003-18-2009
Mark GoldbergMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.$10003-01-2009
Thomas Harry PaluszynskiMorgan Stanley & Co. LLCUBS Financial Services Inc.$10003-01-2009
Colin Michael RosenbergMorgan Stanley & Co. LLCUBS Financial Services Inc.$10003-01-2009
James Martin KaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
Mark Floyd SantiaRBC Capital Markets, LLCUBS Financial Services Inc.$5011-30-2017
Leslie Anne CravenRBC Capital Markets, LLCUBS Financial Services Inc.$5011-08-2013
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.