Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Myshaina Joy KehindeE*TRADE Securities LLCVanguard Marketing Corporation08-19-2020
Kyle Patrick WebsterCapital AnalystsVanguard Marketing Corporation03-19-2020
Ray Cordoza MasseyCommonwealth Financial NetworkVanguard Marketing Corporation03-10-2020
Alan ChenLincoln InvestmentVanguard Marketing Corporation03-09-2020
Francis Xavier BlustRaymond James & Associates, Inc.Vanguard Marketing Corporation03-02-2020
Emily Elizabeth McgreenSanford C. Bernstein & Co., LLCVanguard Marketing Corporation01-17-2020
Jordan Ryan GraterRBC Capital Markets, LLCVanguard Marketing Corporation11-07-2019
Nicholas J SauterGWFS Equities, Inc.Vanguard Marketing Corporation10-29-2019
Kyle Kieron Lingg TierneyGoldman Sachs & Co.Vanguard Marketing Corporation10-25-2019
Christopher F DidonatoNorthwestern Mutual Investment Services, LLCVanguard Marketing Corporation09-30-2019
Michael William BarrGoldman Sachs & Co.Vanguard Marketing Corporation09-19-2019
George Ralph Bell IIIFidelity Brokerage Services LLCVanguard Marketing Corporation08-06-2019
Albert Samuel Dalby JrVantage Advisors, LLCVanguard Marketing Corporation05-22-2019
Anthony Charles KidronWells Fargo Clearing Services, LLCVanguard Marketing Corporation04-29-2019
Andrew James MasonTD Ameritrade Investment Management, LLCVanguard Marketing Corporation03-06-2019
Dylan Connor Thomas DunlopUBS Financial Services Inc.Vanguard Marketing Corporation11-12-2018
Nicolette May SeilusTriad Advisors LLCVanguard Marketing Corporation06-01-2018
Kevin Michael HottBB&T Securities, LLCVanguard Marketing Corporation01-23-2018
Matthew William NorwoodCapital AnalystsVanguard Marketing Corporation01-19-2018
Richard Anthony DebroccoTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation10-23-2017
Joy N MassimiTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation07-21-2017
Michelle MessereWells Fargo Clearing Services, LLCVanguard Marketing Corporation04-10-2017
Gary Michael WillcoxTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation02-09-2017
Mark Anthony GombitaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation10-25-2016
Jennifer Elizabeth PerryWells Fargo Clearing Services, LLCVanguard Marketing Corporation09-16-2016
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.