Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ray C. MasseyCommonwealth Financial NetworkVanguard Marketing Corporation03-10-2020
Alan ChenLincoln InvestmentVanguard Marketing Corporation03-09-2020
Lee Benjamin RichlinFidelity Brokerage Services LLCVanguard Marketing Corporation12-19-2019
Jordan Ryan GraterRBC Capital Markets, LLCVanguard Marketing Corporation11-07-2019
Nicholas J. SauterGWFS Equities, Inc.Vanguard Marketing Corporation10-29-2019
Kyle Kieron Lingg TierneyGoldman Sachs & Co.Vanguard Marketing Corporation10-25-2019
Christopher F. DidonatoNorthwestern Mutual Investment Services, LLCVanguard Marketing Corporation09-30-2019
Michael William BarrGoldman Sachs & Co.Vanguard Marketing Corporation09-19-2019
Stephen Christopher BrodeurPruco Securities, LLC.Vanguard Marketing Corporation08-13-2019
Albert Samuel Dalby Jr.Vantage Advisors, LLCVanguard Marketing Corporation05-22-2019
Anthony Charles KidronWells Fargo Clearing Services, LLCVanguard Marketing Corporation04-29-2019
Andrew James MasonTD Ameritrade Investment Management, LLCVanguard Marketing Corporation03-06-2019
Daniel Stephen SchuerenMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation12-18-2018
Joanne C. GloverCitizens Securities, Inc.Vanguard Marketing Corporation11-15-2018
Dylan Connor Thomas DunlopUBS Financial Services Inc.Vanguard Marketing Corporation11-12-2018
Jane Beekman EllisCharles Schwab & Co., Inc.Vanguard Marketing Corporation11-09-2018
Jonathon Steven ForcheskieRBC Capital Markets, LLCVanguard Marketing Corporation08-27-2018
Philip Allan RahlingEF Legacy Securities, LLCVanguard Marketing Corporation07-09-2018
Nicolette May SeilusTriad Advisors LLCVanguard Marketing Corporation06-01-2018
Kevin Michael HottBB&T Securities, LLCVanguard Marketing Corporation01-23-2018
Daryll Damon ClaxtonTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation01-22-2018
Matthew William NorwoodCapital AnalystsVanguard Marketing Corporation01-19-2018
Eric Spencer CampbellSantander Securities LLCVanguard Marketing Corporation12-22-2017
Richard Anthony DebroccoTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation10-23-2017
Joy N. MassimiTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation07-21-2017
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.