Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christine Marie BrookinsSecurities America, Inc.Voya Financial Advisors, Inc.$2505-07-2020
James ZahakosLPL Financial LLCVoya Financial Advisors, Inc.03-31-2020
Daniel Joshua WeissSummit Financial Group IncVoya Financial Advisors, Inc.$2503-26-2020
Alec J. WeissSummit Financial Group IncVoya Financial Advisors, Inc.03-26-2020
Mary Elizabeth McClennen-GlicaLPL Financial LLCVoya Financial Advisors, Inc.10-14-2019
Mark Edward WrenSecurities Service Network, LLCVoya Financial Advisors, Inc.04-02-2019
Kalyan JampalaEquity Services, Inc.Voya Financial Advisors, Inc.02-07-2019
Darren Vincent PattonAllstate Financial Services, LLCVoya Financial Advisors, Inc.12-18-2018
Joseph Francis BoyleVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.$2505-17-2018
Matthew Ross ShackRaymond James Financial Services, Inc.Voya Financial Advisors, Inc.03-22-2018
William Joseph Mauro Sr.Cambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10211-16-2017
Michael V. MauroCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-16-2017
Janet Katherine SaboWells Fargo Clearing Services, LLCVoya Financial Advisors, Inc.$10010-04-2017
Michael Scott AvesLPL Financial LLCVoya Financial Advisors, Inc.$1710-02-2017
Robert Carl MartzBCG Securities, Inc.Voya Financial Advisors, Inc.08-14-2017
Jonathan Billings WickerCapital AnalystsVoya Financial Advisors, Inc.08-02-2017
Lyndsey BerryAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$1,00007-06-2017
Elizabeth Miriam Katrina ShamirMutual Securities, Inc.Voya Financial Advisors, Inc.$1006-15-2017
Adam Scott PeltzmanMutual Securities, Inc.Voya Financial Advisors, Inc.$21406-15-2017
Adam GladstoneLPL Financial LLCVoya Financial Advisors, Inc.12-08-2016
Avi KantorCertior Financial Group, LLCVoya Financial Advisors, Inc.11-02-2016
Gary Phillip GallagherCertior Financial Group, LLCVoya Financial Advisors, Inc.$11111-01-2016
Steven Nelson NaylorInfinex Investments, Inc.Voya Financial Advisors, Inc.$10007-11-2016
Robert Steven Helmrich Jr.Infinex Investments, Inc.Voya Financial Advisors, Inc.07-05-2016
Michael John KnaubUSA Financial Securities CorporationVoya Financial Advisors, Inc.05-11-2016
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.