Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Roy LindstromFortune Financial Services, Inc.Voya Financial Advisors, Inc.01-13-2009
David Richard TruskeyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Scott Allan DerrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Daniel Joseph BrixiusCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Joseph Anthony CooperCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Margherita Marie JohnsonLincoln InvestmentVoya Financial Advisors, Inc.$1007-12-2011
Jeffrey P. ClementeLPL Financial LLCVoya Financial Advisors, Inc.01-27-2012
Darryl Scott BenfieldLPL Financial LLCVoya Financial Advisors, Inc.11-30-2012
Roger Mark BaumannLPL Financial LLCVoya Financial Advisors, Inc.11-30-2012
Niranjan V ShahLPL Financial LLCVoya Financial Advisors, Inc.11-30-2012
Michael Lee McKnightWells Fargo Clearing Services, LLCVoya Financial Advisors, Inc.12-14-2012
Richard B. ShusterPrivate Advisor Group, LLCVoya Financial Advisors, Inc.05-14-2013
David Joseph TushinghamLPL Financial LLCVoya Financial Advisors, Inc.05-14-2013
Steven Eugene PoffPrivate Advisor Group, LLCVoya Financial Advisors, Inc.05-14-2013
Gary M Klobchar Jr.Woodbury Financial Services, Inc.Voya Financial Advisors, Inc.$2507-10-2013
Shane Michael SweigartPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael A. ScarpatiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Kiran Mirza BegPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Sean Patrick MorrisseyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Christopher Joseph ColasurdoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Lauren Rainey DoolanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Patrick James ChirchirilloPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Bryan Joseph CooneyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Justin WolfeAXA Advisors, LLCVoya Financial Advisors, Inc.11-05-2014
Gary Phillip GallagherCertior Financial Group, LLCVoya Financial Advisors, Inc.11-01-2016
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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