Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darla D WiseCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-17-2020
Alec J WeissSummit Financial Group IncVoya Financial Advisors, Inc.03-26-2020
Mary Elizabeth McClennen-GlicaLPL Financial LLCVoya Financial Advisors, Inc.10-14-2019
Kalyan JampalaEquity Services, Inc.Voya Financial Advisors, Inc.02-07-2019
Matthew Ross ShackRaymond James Financial Services, Inc.Voya Financial Advisors, Inc.03-22-2018
Janet Katherine SaboWells Fargo Clearing Services, LLCVoya Financial Advisors, Inc.10-04-2017
Michael Scott AvesLPL Financial LLCVoya Financial Advisors, Inc.10-02-2017
Robert Carl MartzBCG Securities, Inc.Voya Financial Advisors, Inc.08-14-2017
Adam GladstoneLPL Financial LLCVoya Financial Advisors, Inc.12-08-2016
Samuel Mayer BrintAvantax Investment Services, Inc.Voya Financial Advisors, Inc.11-30-2016
Avi KantorCertior Financial Group, LLCVoya Financial Advisors, Inc.11-02-2016
Patrick K HansenCertior Financial Group, LLCVoya Financial Advisors, Inc.11-01-2016
James H MooneySantander Securities LLCVoya Financial Advisors, Inc.02-10-2016
William Francis PlumGWN Securities Inc.Voya Financial Advisors, Inc.02-25-2015
Nicholas J FilanoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-07-2014
Michael Justin WolfeEquitable Advisors, LLCVoya Financial Advisors, Inc.11-05-2014
Robert Andrew CarrollPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Shane Michael SweigartPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Edward Thomas OBrienPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Andrew William PhelanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Ryan BlahuschPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael A ScarpatiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Kiran Mirza BegPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Sean Patrick MorrisseyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Christopher Joseph ColasurdoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.