Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed$103-05-2019
William Earl Benner IIIAviator Financial, LLCWaddell & Reed02-22-2019
Edward Albert ThomasWatchtower Wealth Management, Inc.Waddell & Reed08-20-2018
Jeffrey Allen MillsCambridge Investment Research, Inc.Waddell & Reed$10004-06-2018
Ralph Leslie Thrush IIIAmeriprise Financial Services, Inc.Waddell & Reed03-09-2018
Robert Thomas Smalanskas Jr.PNC InvestmentsWaddell & Reed02-01-2018
James Christian KaiserGood Life Advisors, LLCWaddell & Reed12-13-2017
Nicholas Curinga IIIGood Life Advisors, LLCWaddell & Reed12-13-2017
Philip Thomas WebbGood Life Advisors, LLCWaddell & Reed12-13-2017
Francis George Giamboy Jr.Citizens Securities, Inc.Waddell & Reed11-07-2017
Mark Joseph SharrarPark Avenue Securities LLCWaddell & Reed09-29-2017
Patricia Ann MarschnerCambridge Investment Research, Inc.Waddell & Reed09-07-2017
Lindsey Marie CiarroccaHornor, Townsend & Kent, LLCWaddell & Reed08-22-2017
Brian William CaseyAllstate Financial Services, LLCWaddell & Reed$103-03-2017
Matthew James NaylorCitizens Securities, Inc.Waddell & Reed12-09-2016
Raymond Anthony Hassey Jr.Ameriprise Financial Services, Inc.Waddell & Reed09-21-2016
John BurnsLPL Financial LLCWaddell & Reed08-23-2016
Jeremiah Andrew JohnsonLPL Financial LLCWaddell & Reed$1005-23-2016
Gary Scott RossCoastal Equities, Inc.Waddell & Reed05-05-2016
Lance Brian PetrossNationwide Securities, LLCWaddell & Reed03-08-2016
Trevor Scott WalbridgeWells Fargo Clearing Services, LLCWaddell & Reed11-20-2015
Gregor Michael PoleschukPruco Securities, LLC.Waddell & Reed11-12-2015
Joseph Michael GeronimoPNC InvestmentsWaddell & Reed$15010-06-2015
Sean Thomas FlahertyPNC InvestmentsWaddell & Reed$15010-01-2015
Robert Joseph Sullivan Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-10-2015
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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