Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian William CaseyAllstate Financial Services, LLCWaddell & Reed03-03-2017
Ralph Leslie Thrush IIIAmeriprise Financial Services, Inc.Waddell & Reed03-09-2018
William Earl Benner IIIAviator Financial, LLCWaddell & Reed02-22-2019
Jeffrey Allen MillsCambridge Investment Research, Inc.Waddell & Reed$10004-06-2018
Patricia Ann MarschnerCambridge Investment Research, Inc.Waddell & Reed09-07-2017
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed03-05-2019
Barry William CoursonCitizens Securities, Inc.Waddell & Reed02-01-2018
Francis George Giamboy Jr.Citizens Securities, Inc.Waddell & Reed11-07-2017
Gary Scott RossCoastal Equities, Inc.Waddell & Reed05-05-2016
Janet Ellen BarrettCWM, LLCWaddell & Reed12-07-2018
James Christian KaiserGood Life Advisors, LLCWaddell & Reed12-13-2017
Nicholas Curinga IIIGood Life Advisors, LLCWaddell & Reed12-13-2017
Philip T. WebbGood Life Advisors, LLCWaddell & Reed12-13-2017
Kenneth Ray CalcuttGood Life Advisors, LLCWaddell & Reed08-13-2014
Richard Lee BoppH. Beck, Inc.Waddell & Reed$1001-02-2009
Lindsey Marie CiarroccaHornor, Townsend & Kent, LLCWaddell & Reed08-22-2017
John Paul KinneyInfinex Investments, Inc.Waddell & Reed09-20-2013
Richard Paul BaurLPL Financial LLCWaddell & Reed06-29-2018
Jeremiah Andrew JohnsonLPL Financial LLCWaddell & Reed$1005-23-2016
David Wayne PlouseLPL Financial LLCWaddell & Reed10-31-2013
John Wesley HollerLPL Financial LLCWaddell & Reed10-30-2013
Michael James ParsonsLPL Financial LLCWaddell & Reed10-18-2013
Sean Railingshafer MenziesLPL Financial LLCWaddell & Reed07-19-2013
Frank Peter SabatucciLPL Financial LLCWaddell & Reed05-25-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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