Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Barry William CoursonCitizens Securities, Inc.Waddell & Reed02-01-2018
Brian William CaseyAllstate Financial Services, LLCWaddell & Reed03-03-2017
Craig Timothy CharltonPruco Securities, LLC.Waddell & Reed08-25-2015
David Wayne PlouseLPL Financial LLCWaddell & Reed10-31-2013
Denise June BrochuLPL Financial LLCWaddell & Reed02-03-2012
Edward Albert ThomasWatchtower Wealth Management, Inc.Waddell & Reed08-20-2018
Francis George Giamboy Jr.Citizens Securities, Inc.Waddell & Reed11-07-2017
Frank Peter SabatucciLPL Financial LLCWaddell & Reed05-25-2012
Gary Scott RossCoastal Equities, Inc.Waddell & Reed05-05-2016
James Christian KaiserGood Life Advisors, LLCWaddell & Reed12-13-2017
Janet Ellen BarrettCWM, LLCWaddell & Reed12-07-2018
Jeffrey Allen MillsCambridge Investment Research, Inc.Waddell & Reed$10004-06-2018
Jeremiah Andrew JohnsonLPL Financial LLCWaddell & Reed$1005-23-2016
John Charles StoneTrustmont Financial Group, Inc.Waddell & Reed$1001-06-2015
John Paul KinneyInfinex Investments, Inc.Waddell & Reed09-20-2013
John Wesley HollerLPL Financial LLCWaddell & Reed10-30-2013
Joseph Michael GeronimoPNC InvestmentsWaddell & Reed10-06-2015
Kenneth Ray CalcuttGood Life Advisors, LLCWaddell & Reed08-13-2014
Lauren Melissa ScubelekM&T Securities, Inc.Waddell & Reed02-04-2013
Lindsey Marie CiarroccaHornor, Townsend & Kent, LLCWaddell & Reed08-22-2017
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed03-05-2019
Michael James ParsonsLPL Financial LLCWaddell & Reed10-18-2013
Michael Robert SandlerNYLIFE Securities LLCWaddell & Reed10-03-2011
Nicholas Curinga IIIGood Life Advisors, LLCWaddell & Reed12-13-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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