Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Joseph OrsingerCambridge Investment Research, Inc.Walnut Street Securities, Inc.$1010-01-2010
Edward E. KavoCambridge Investment Research, Inc.Walnut Street Securities, Inc.$10009-29-2011
Keith Culliver ClarkCambridge Investment Research, Inc.Walnut Street Securities, Inc.09-29-2011
David Arthur KringConestoga Wealth ManagementWalnut Street Securities, Inc.11-15-2011
Edward Kramer Dare IIICetera Advisor Networks LLCWalnut Street Securities, Inc.$15009-03-2013
David Oliver CashdollarCetera Advisor Networks LLCWalnut Street Securities, Inc.$10009-03-2013
Randy Thomas HooverCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Kathleen Louise StricklerCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Francis Xavier Fauble IICetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Charles William FrostCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
John Joseph SnyderCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Gregory Alan LiszkaCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
John Joseph SulickCetera Advisor Networks LLCWalnut Street Securities, Inc.$5009-03-2013
Douglas Richard ClelanCetera Advisor Networks LLCWalnut Street Securities, Inc.$2509-03-2013
John Eugene McGorryCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Paul MasalskiCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Stacey Gibble BarrickCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Michael Matthew McDonoughCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Kenneth Bruce McEwenCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Frank Joseph MarshCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Robert Eric MageeCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Denise Marino ClelanCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Scott Eugene ShoupCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Kirk Richard WestonCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Matthew Glynn OxenreiterCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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