Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Kanteliotis Stephen Gitter Frank BrodskyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$50008-25-2020
Edward Matosziuk Jr Stephen BickleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$31503-29-2019
Joseph PadulaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$14603-01-2019
Christopher Bartley LundmarkAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10902-01-2019
Brian McCarver Jonathan Freeman Jim KampstraTriad Advisors LLCWells Fargo Clearing Services, LLC$85011-01-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$11305-18-2018
Timothy WeishornLPL Financial LLCWells Fargo Clearing Services, LLC$9603-13-2017
Charles SchreaderLPL Financial LLCWells Fargo Clearing Services, LLC$7002-22-2017
Paul RoseAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12301-12-2017
Jeffrey McKinnonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$8912-02-2016
Doug Charney Freddy CassiviProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$19008-30-2016
Walter Meranze Ken Dysart Sean GogolaProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,20006-30-2016
Regina McCann HessLPL Financial LLCWells Fargo Clearing Services, LLC$9707-01-2015
Brian DuelferAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9702-13-2015
Edward Sokolosky Shane SullivanVSR Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-23-2010
James Campbell Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1708-07-2019
Jay MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18006-26-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Mark MelilloJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$8103-07-2019
John A Banks John P BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6309-14-2018
Bruce Georgi Gerald BarkleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20508-30-2017
James W McGuireRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC09-02-2014
James P LeslieRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$14001-29-2014
Joe Tabaka Charles KoliasConfluence Financial AdvisorsWells Fargo Clearing Services, LLC$13705-28-2016
Brad RudeMorgan StanleyWells Fargo Clearing Services, LLC$12902-23-2012
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Showing 1 to 25 of 288 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.