Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Francis HolcombAlliance Wealth Advisors, LLCWells Fargo Clearing Services, LLC$6706-22-2017
Perry Joseph RoseAlliance Wealth Advisors, LLCWells Fargo Clearing Services, LLC$10006-21-2017
Alexander Haab NikpourAlmanack Investment PartnersWells Fargo Clearing Services, LLC04-09-2020
William L. Lane IIIAlmanack Investment PartnersWells Fargo Clearing Services, LLC$5002-13-2019
Jacob William RugglesAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-08-2010
Lisa Maureen MarkgrafAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-03-2019
Allan Jay Thompson Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2509-27-2019
Edward Joseph Matosziuk Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15003-29-2019
Tammy G FrankAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$6703-29-2019
Beth Anne MonahanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10003-29-2019
Stephen Dennis BickleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$25003-29-2019
Joseph Ronald PadulaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Christopher Bartley LundmarkAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-01-2019
Glenn Michael PalmitessaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10008-10-2018
Joseph Gerard DoughertyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5003-02-2018
Paul Stephan RoseAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10012-01-2017
Werner H. RoseAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-01-2017
Jeffrey Howard McKinnonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10012-02-2016
Andrea Leigh HetrickAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-13-2016
Deane Serfer RudofkerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5009-08-2015
Brian Joseph DuelferAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10002-13-2015
Brendan C. DooleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-23-2014
Jake Ryan GordonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-03-2014
Scott LeiberAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-06-2014
Steve Walter MarciniakAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10002-20-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.