Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin M. DoyleLPL Financial LLCWells Fargo Clearing Services, LLC$10001-09-2009
Andrea Dawn BradfordCetera Advisor Networks LLCWells Fargo Clearing Services, LLC02-09-2009
James Joseph ErnstJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5002-11-2009
David Charles RankinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-11-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Douglas Allan MacCormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Patrice Storms HoenningerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-23-2009
Joseph John PetrusoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-27-2009
Ryan WilsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
James Howley Sweeney Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Patrick Murphy EhretJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-30-2009
Francis David BrolleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-05-2009
Daniel S LevinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1005-13-2009
Daniel Mark BensterJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC05-22-2009
Kurt Patrick Luckenbill, James Spottswood Gibson, Heidi Martha DuckworthRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-11-2009
Thomas William WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-28-2009
Nermin FerhadbegovicMML Investors Services, LLCWells Fargo Clearing Services, LLC09-01-2009
Jordan UbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-25-2009
Darlene Flick MichelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-07-2009
Christopher R. CamburnLPL Financial LLCWells Fargo Clearing Services, LLC$2501-04-2010
Jacob William RugglesAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-08-2010
Daniel George ChaumpMorgan StanleyWells Fargo Clearing Services, LLC02-08-2010
Michael A. SavageRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2010
Jared John BazewiczCitizens Securities, Inc.Wells Fargo Clearing Services, LLC02-22-2010
Edward Michael ClewellGirard Investment Services, LLCWells Fargo Clearing Services, LLC$5004-19-2010
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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