Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell L. WoodsAXA Advisors, LLCEdward Jones10-07-2019
Marlene McNameeAXA Advisors, LLCMizuho Securities USA LLC$50002-19-2019
Patrick George HellerAXA Advisors, LLCSantander Securities LLC12-14-2018
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$50011-27-2018
Justine FrantzAXA Advisors, LLCSantander Securities LLC11-08-2018
Michael MageeAXA Advisors, LLCVALIC Financial Advisors, Inc.05-03-2018
Patrick Joseph CarberryAXA Advisors, LLCNYLIFE Securities LLC03-15-2018
James Oconnor ScottAXA Advisors, LLCNYLIFE Securities LLC12-12-2017
Travis MylerAXA Advisors, LLCCitizens Securities, Inc.09-28-2017
Matthew David BossalinaAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC09-08-2017
Peter Charles YergerAXA Advisors, LLCPNC Investments08-31-2017
David Michael SwiderskiAXA Advisors, LLCMML Investors Services, LLC$25007-10-2017
Pamela Kay CioccioAXA Advisors, LLCAE Wealth Management, LLC07-06-2017
John Sebastion OlivaAXA Advisors, LLCNYLIFE Securities LLC$10005-05-2017
Alexander Ewing SnyderAXA Advisors, LLCLincoln Investment04-20-2017
Anthony Yulo PobladorAXA Advisors, LLCMutual of Omaha Investor Services, Inc.$10003-27-2017
Kenneth James CappelliAXA Advisors, LLCMutual of Omaha Investor Services, Inc.$50011-08-2016
Mark M. HoffmanAXA Advisors, LLCMutual of Omaha Investor Services, Inc.11-08-2016
Bruce Warren TooneAXA Advisors, LLCMutual of Omaha Investor Services, Inc.11-08-2016
Brian Joseph WeymanAXA Advisors, LLCMutual of Omaha Investor Services, Inc.$10010-11-2016
Ryan Christian FuehrerAXA Advisors, LLCPFG Advisors09-19-2016
Robert M GainesAXA Advisors, LLCMetLife Securities Inc.$10007-22-2016
Brandon George FridayAXA Advisors, LLCMetLife Securities Inc.$10007-22-2016
David Fleisher IIAXA Advisors, LLCMetLife Securities Inc.$15007-22-2016
Eric MarkowitzAXA Advisors, LLCMetLife Securities Inc.$25007-22-2016
Next Page »

Showing 1 to 25 of 71 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.