Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick George HellerAXA Advisors, LLCSantander Securities LLC12-14-2018
Michael MageeAXA Advisors, LLCVALIC Financial Advisors, Inc.05-03-2018
James Oconnor ScottAXA Advisors, LLCNYLIFE Securities LLC12-12-2017
Mark M. HoffmanAXA Advisors, LLCMutual of Omaha Investor Services, Inc.11-08-2016
Bruce Warren TooneAXA Advisors, LLCMutual of Omaha Investor Services, Inc.11-08-2016
Ryan Christian FuehrerAXA Advisors, LLCPFG Advisors09-19-2016
Carlos John GuevaraAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Brian Patrick WellsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Jerel Keith RuttenbergAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Holly Ann ThomasAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Ann Margaret MulderigAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Shaun David O'ConnorAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Brian Cooper SmithAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Denise Louann CapocciAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Nancy Lynn BernhardtAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Paul Allen MarkowichAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Christopher O. KwonAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Dylan Yale LambornAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Brandon George FridayAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Kenneth R. BeebeAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Wesley Jordan BurkeAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Jacob Edward LongAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Kelli Ann SheikAXA Advisors, LLCCetera Investment Services LLC04-27-2016
Kevin Michael RossAXA Advisors, LLCLPL Financial LLC11-02-2015
Michael Justin WolfeAXA Advisors, LLCVoya Financial Advisors, Inc.11-05-2014
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.