Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Joseph WazeneggerAmeriprise Financial Services, Inc.Allegheny Investments, Ltd.04-19-2016
David Allen VelhoAmeriprise Financial Services, Inc.AXA Advisors, LLC$2510-14-2011
Cynthia S BeyerleinAmeriprise Financial Services, Inc.Boenning & Scattergood, Inc.$104-25-2014
Michael Francis KerriganAmeriprise Financial Services, Inc.Boenning & Scattergood, Inc.02-22-2013
Leslie George Markus Jr.Ameriprise Financial Services, Inc.Cadaret, Grant & Co., Inc.05-24-2012
James Gervase KalieAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$109-03-2013
Benjamin Edward ReiterAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$7104-25-2013
John Edward BakerAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$104-25-2013
Joseph Lawrence Harkins Jr.Ameriprise Financial Services, Inc.Cetera Advisors LLC06-23-2014
Bernard Hamilton Jr.Ameriprise Financial Services, Inc.Charles Schwab & Co., Inc.04-24-2015
Howard Glenn Ammons Jr.Ameriprise Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
Jeffrey Clair MyersAmeriprise Financial Services, Inc.Citizens Securities, Inc.03-28-2018
Robert Lee DurhamAmeriprise Financial Services, Inc.Citizens Securities, Inc.$2510-11-2011
Frank William KimmelAmeriprise Financial Services, Inc.Commonwealth Financial Network$2507-31-2012
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Timothy Barry MccartyAmeriprise Financial Services, Inc.Edward Jones$112-12-2014
Andrew Justin HessAmeriprise Financial Services, Inc.Edward Jones06-10-2014
Michael HarringtonAmeriprise Financial Services, Inc.Edward Jones01-31-2014
Helen J SemusAmeriprise Financial Services, Inc.Edward Jones$108-20-2013
John Gregory McgovernAmeriprise Financial Services, Inc.Edward Jones12-14-2012
Gale D WithersAmeriprise Financial Services, Inc.Edward Jones$5005-11-2012
Daniel Michael SierchioAmeriprise Financial Services, Inc.HD Vest Investment Services10-26-2015
Alan David Shannon-BreslinAmeriprise Financial Services, Inc.HD Vest Investment Services08-21-2015
Lance Richard CunninghamAmeriprise Financial Services, Inc.HD Vest Investment Services$108-08-2012
John Ryan BoscarelliAmeriprise Financial Services, Inc.HD Vest Investment Services$5004-30-2012
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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