Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Ronald PadulaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2019
Christopher Bartley LundmarkAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-01-2019
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Glenn Michael PalmitessaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-10-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Kent D KeithAmeriprise Financial Services, Inc.Morgan Stanley$106-22-2018
Joseph Mark PetryAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$103-29-2018
Jeffrey Clair MyersAmeriprise Financial Services, Inc.Citizens Securities, Inc.03-28-2018
James Spencer CurranAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.03-23-2018
Ralph Leslie Thrush IIIAmeriprise Financial Services, Inc.Waddell & Reed03-09-2018
Joseph Gerard DoughertyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Richard James IsacksonAmeriprise Financial Services, Inc.HORIZON FINANCIAL INVESTMENT CORPORATION12-20-2017
Paul Stephan RoseAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-01-2017
Werner Huntley RoseAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2017
Brian Gregory LongAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-23-2017
Christopher Joseph KoningAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-23-2017
Eli Todd RebichAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15010-23-2017
Lyndsey BerryAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$1,00007-06-2017
Peter Vincent DisanzaAmeriprise Financial Services, Inc.NYLIFE Securities LLC04-20-2017
William F DavisAmeriprise Financial Services, Inc.Prism Advisory Group, LLC$112-09-2016
Jeffrey Howard MckinnonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2512-02-2016
Miranda Dawn CollingwoodAmeriprise Financial Services, Inc.PNC Investments10-12-2016
Raymond Anthony Hassey Jr.Ameriprise Financial Services, Inc.Waddell & Reed09-21-2016
Daniel Adam SloaneAmeriprise Financial Services, Inc.The Huntington Investment Company07-25-2016
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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