Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Lyn PaslowskiAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation05-13-2014
Alan David Shannon-BreslinAmeriprise Financial Services, Inc.HD Vest Investment Services08-21-2015
Alan Michael RhodeAmeriprise Financial Services, Inc.myCIO Wealth Partners, LLC03-26-2014
Alex Robert DziamniskiAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2501-10-2014
Allan Wayne CornmanAmeriprise Financial Services, Inc.Tower Square Securities, Inc.$2507-15-2011
Amy Sanor GavlockAmeriprise Financial Services, Inc.Scottrade, Inc.11-13-2013
Andrea Leigh HetrickAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-13-2016
Andrew Justin HessAmeriprise Financial Services, Inc.Edward Jones06-10-2014
Andrew Robert PotoskiAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-27-2012
Angelo Edward RomanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-21-2011
Ashley Ellen NicklAmeriprise Financial Services, Inc.LPL Financial LLC01-09-2015
Benjamin Edward ReiterAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$7104-25-2013
Bernard Hamilton Jr.Ameriprise Financial Services, Inc.Charles Schwab & Co., Inc.04-24-2015
Brendan Christopher DooleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-23-2014
Brian Gregory LongAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-23-2017
Brian Joseph DuelferAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$14002-13-2015
Bryan Adam KupchikAmeriprise Financial Services, Inc.LPL Financial LLC02-14-2014
Charles David LandisAmeriprise Financial Services, Inc.Parkland Securities, LLC10-03-2012
Charles Joseph WazeneggerAmeriprise Financial Services, Inc.Allegheny Investments, Ltd.04-19-2016
Christopher Bartley LundmarkAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-01-2019
Christopher Jon MitchellAmeriprise Financial Services, Inc.Vanguard Marketing Corporation03-19-2014
Christopher Joseph KoningAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-23-2017
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Christopher Sean HaywardAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
Christopher Thomas WrightAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2009
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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