Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Jeffrey Clair MyersAmeriprise Financial Services, Inc.Citizens Securities, Inc.03-28-2018
James Spencer CurranAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.03-23-2018
Ralph Leslie Thrush IIIAmeriprise Financial Services, Inc.Waddell & Reed03-09-2018
Richard James IsacksonAmeriprise Financial Services, Inc.HORIZON FINANCIAL INVESTMENT CORPORATION12-20-2017
Werner Huntley RoseAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2017
Brian Gregory LongAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-23-2017
Christopher Joseph KoningAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-23-2017
Peter Vincent DisanzaAmeriprise Financial Services, Inc.NYLIFE Securities LLC04-20-2017
Miranda Dawn CollingwoodAmeriprise Financial Services, Inc.PNC Investments10-12-2016
Raymond Anthony Hassey Jr.Ameriprise Financial Services, Inc.Waddell & Reed09-21-2016
Daniel Adam SloaneAmeriprise Financial Services, Inc.The Huntington Investment Company07-25-2016
Charles Joseph WazeneggerAmeriprise Financial Services, Inc.Allegheny Investments, Ltd.04-19-2016
Daniel Michael SierchioAmeriprise Financial Services, Inc.HD Vest Investment Services10-26-2015
Danny Man-Chung ChanAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.09-29-2015
Deane Serfer RudofkerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-08-2015
James Henry McconnellAmeriprise Financial Services, Inc.PNC Investments09-01-2015
Alan David Shannon-BreslinAmeriprise Financial Services, Inc.HD Vest Investment Services08-21-2015
Bernard Hamilton Jr.Ameriprise Financial Services, Inc.Charles Schwab & Co., Inc.04-24-2015
Glynn David BiasAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated02-13-2015
Ashley Ellen NicklAmeriprise Financial Services, Inc.LPL Financial LLC01-09-2015
Ronald G HarrisAmeriprise Financial Services, Inc.Morgan Stanley01-01-2015
Steven JablonskiAmeriprise Financial Services, Inc.Waddell & Reed12-24-2014
Brendan Christopher DooleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-23-2014
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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