Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Ann MeaseAmeriprise Financial Services, Inc.M&T Securities, Inc.09-02-2014
Miguel Angel Gonzalez Jr.Ameriprise Financial Services, Inc.Pruco Securities, LLC.$2508-22-2014
Dennis Ivan FreedmanAmeriprise Financial Services, Inc.Morgan Stanley$1008-20-2014
Shane Anthony RobetsAmeriprise Financial Services, Inc.Transamerica Financial Advisors, Inc07-23-2014
Joseph Lawrence Harkins Jr.Ameriprise Financial Services, Inc.Cetera Advisors LLC06-23-2014
Michael Robert RamaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2014
Andrew Justin HessAmeriprise Financial Services, Inc.Edward Jones06-10-2014
Abby Lyn PaslowskiAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation05-13-2014
Cynthia S BeyerleinAmeriprise Financial Services, Inc.Boenning & Scattergood, Inc.$104-25-2014
Alan Michael RhodeAmeriprise Financial Services, Inc.myCIO Wealth Partners, LLC03-26-2014
Christopher Jon MitchellAmeriprise Financial Services, Inc.Vanguard Marketing Corporation03-19-2014
Paul Randall MaynorAmeriprise Financial Services, Inc.Market Street Wealth Management$103-14-2014
Bryan Adam KupchikAmeriprise Financial Services, Inc.LPL Financial LLC02-14-2014
Robert Glenn SchultzAmeriprise Financial Services, Inc.LPL Financial LLC02-14-2014
Michael HarringtonAmeriprise Financial Services, Inc.Edward Jones01-31-2014
Alex Robert DziamniskiAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2501-10-2014
Scott LeiberAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$7312-13-2013
Amy Sanor GavlockAmeriprise Financial Services, Inc.Scottrade, Inc.11-13-2013
James Gervase KalieAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$109-03-2013
Helen J SemusAmeriprise Financial Services, Inc.Edward Jones$108-20-2013
Thomas Francis Sporer Jr.Ameriprise Financial Services, Inc.Morgan Stanley$106-05-2013
Ellen BurkeyAmeriprise Financial Services, Inc.Morgan Stanley$2505-03-2013
John Scott JordanAmeriprise Financial Services, Inc.Park Avenue Securities LLC05-03-2013
Michael James ValudesAmeriprise Financial Services, Inc.Park Avenue Securities LLC05-03-2013
Benjamin Edward ReiterAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$7104-25-2013
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Showing 51 to 75 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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