Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward BakerAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$104-25-2013
Timothy Andrew MooreAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC04-12-2013
Michael Francis KerriganAmeriprise Financial Services, Inc.Boenning & Scattergood, Inc.02-22-2013
Steve Walter MarciniakAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-20-2013
Robert Jayson HoskinAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2601-04-2013
John Gregory McgovernAmeriprise Financial Services, Inc.Edward Jones12-14-2012
Jennifer Harris WilliamsonAmeriprise Financial Services, Inc.Investacorp, Inc.12-04-2012
Kenneth Alfred HeritageAmeriprise Financial Services, Inc.LPL Financial LLC10-15-2012
Charles David LandisAmeriprise Financial Services, Inc.Parkland Securities, LLC10-03-2012
Douglas Heath MccullochAmeriprise Financial Services, Inc.LPL Financial LLC$910-01-2012
Richard D. MutchlerAmeriprise Financial Services, Inc.LPL Financial LLC$10010-01-2012
Sean Michael PearsonAmeriprise Financial Services, Inc.PNC Investments$5009-28-2012
Karen Linda HartleyAmeriprise Financial Services, Inc.Morgan Stanley09-14-2012
Lance Richard CunninghamAmeriprise Financial Services, Inc.HD Vest Investment Services$108-08-2012
Frank William KimmelAmeriprise Financial Services, Inc.Commonwealth Financial Network$2507-31-2012
Steven Joseph ParoliniAmeriprise Financial Services, Inc.LPL Financial LLC07-09-2012
Leslie George Markus Jr.Ameriprise Financial Services, Inc.Cadaret, Grant & Co., Inc.05-24-2012
Ronald Robert WalchackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-23-2012
Gale D WithersAmeriprise Financial Services, Inc.Edward Jones$5005-11-2012
John Ryan BoscarelliAmeriprise Financial Services, Inc.HD Vest Investment Services$5004-30-2012
Mary Ann LazzaroAmeriprise Financial Services, Inc.HD Vest Investment Services$104-30-2012
Andrew Robert PotoskiAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-27-2012
David Francis BedardAmeriprise Financial Services, Inc.Morgan Stanley$2503-15-2012
Peter Stephen SmithAmeriprise Financial Services, Inc.Morgan Stanley$5003-09-2012
Peter Frederick SchlichtAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$5402-17-2012
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Showing 76 to 100 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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