Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thaddeus Jude KennyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
Angelo Edward RomanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-21-2011
David Allen VelhoAmeriprise Financial Services, Inc.AXA Advisors, LLC$2510-14-2011
Nicholas Wayne HansenAmeriprise Financial Services, Inc.M&T Securities, Inc.10-12-2011
Robert Lee DurhamAmeriprise Financial Services, Inc.Citizens Securities, Inc.$2510-11-2011
Justin Patrick HagerAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.07-28-2011
Joseph Paul KnausAmeriprise Financial Services, Inc.PNC Investments07-22-2011
Allan Wayne CornmanAmeriprise Financial Services, Inc.Tower Square Securities, Inc.$2507-15-2011
Robert Stanley ZaborowskiAmeriprise Financial Services, Inc.Morgan Stanley11-19-2010
Kevin Patten BondiAmeriprise Financial Services, Inc.PNC Investments$3607-16-2010
Christopher Sean HaywardAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
George R. BelloAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
James Christian KaiserAmeriprise Financial Services, Inc.Signator Investors, Inc.03-26-2010
Ralph George Powell IIIAmeriprise Financial Services, Inc.MBSC Securities Corporation10-30-2009
David John RichAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$106-19-2009
Christopher Thomas WrightAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2009
Todd Daniel DietrichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-14-2009
Howard Glenn Ammons Jr.Ameriprise Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
Matthew Scott WaltersAmeriprise Financial Services, Inc.Signator Investors, Inc.$8802-02-2009
John Leon KozarAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Joseph Richard Rizzo Jr.Ameriprise Financial Services, Inc.Janney Montgomery Scott LLC01-30-2009
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Showing 101 to 121 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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