Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry William CoursonAmeriprise Financial Services, LLCCitizens Securities, Inc.08-17-2020
Barry William CoursonAmeriprise Financial Services, LLCCitizens Securities, Inc.08-17-2020
Barry William CoursonAmeriprise Financial Services, LLCCitizens Securities, Inc.08-17-2020
Thomas Gerard RodmanAmeriprise Financial Services, LLCMorgan Stanley08-14-2020
Maureen Patricia Cioppi-GrillAmeriprise Financial Services, LLCMorgan Stanley08-14-2020
Paul Daniel TeufelAmeriprise Financial Services, LLCMorgan Stanley08-14-2020
Joel Jerome AndersonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-14-2020
Jennifer Corbit CalabroAmeriprise Financial Services, LLCCetera Investment Advisers LLC$2505-01-2020
William H. Hecklick IIIAmeriprise Financial Services, LLCWesBanco Securities, Inc.04-03-2020
Barry George Krisko Jr.Ameriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC01-13-2020
Justin Todd PohligAmeriprise Financial Services, LLCMML Investors Services, LLC01-09-2020
Troy Harvey SmithAmeriprise Financial Services, LLCCetera Investment Advisers LLC01-02-2020
Barry Lee McCauliffAmeriprise Financial Services, LLCNationwide Securities, LLC$10001-02-2020
Patrick Michael BoranAmeriprise Financial Services, LLCCetera Investment Services LLC01-02-2020
Mary Aimee HillegasAmeriprise Financial Services, LLCCetera Investment Services LLC$15001-02-2020
Lisa Maureen MarkgrafAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-03-2019
Matthew William MissimerAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC$1010-09-2019
Nathan Randolph BaileyAmeriprise Financial Services, LLCCitizens Securities, Inc.10-03-2019
Allan Jay Thompson Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2509-27-2019
James Clair MorrowAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation08-12-2019
Cory Douglas MeliskyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Dianne DenisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Douglas W. CominAmeriprise Financial Services, LLCPruco Securities, LLC.07-08-2019
Kenneth Gerard SchaeferAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-06-2019
Diane Louise KridlerAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.04-24-2019
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.