Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Boyd WarntzCUSO Financial Services, L.P.Nationwide Securities, LLC$2506-04-2018
Joseph Robert HerronCUSO Financial Services, L.P.Capital Analysts$2502-01-2018
Chelsea B RixnerCUSO Financial Services, L.P.AXA Advisors, LLC06-19-2017
Daniel Richter ReitzCUSO Financial Services, L.P.LPL Financial LLC06-02-2017
Steven Henry HopkinsCUSO Financial Services, L.P.PNC Investments$2504-24-2017
Stacey Paulette SullivanCUSO Financial Services, L.P.Principal Securities, Inc.01-17-2017
Shawn Michael CressmanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC05-02-2016
Brian David FeeCUSO Financial Services, L.P.PNC Investments05-04-2015
Jason Stephen MorrowCUSO Financial Services, L.P.Citizens Securities, Inc.$15001-07-2015
Francis Joseph CapriottiCUSO Financial Services, L.P.Vanguard Marketing Corporation12-12-2014
Ronna Shearer BusickCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.08-08-2014
Carlos Arturogonzalez LoayzaCUSO Financial Services, L.P.Citizens Securities, Inc.07-03-2014
Tuan Thanh LeCUSO Financial Services, L.P.PNC Investments05-22-2013
Andrew Seth BordersCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2013
Alfred David BarbatoCUSO Financial Services, L.P.PNC Investments10-15-2012
Zachary Grant HogentoglerCUSO Financial Services, L.P.Edward Jones08-20-2012
Gregory John Frentzen Jr.CUSO Financial Services, L.P.Raymond James Financial Services Advisors, Inc02-21-2012
Gerald Thomas CoyneCUSO Financial Services, L.P.Community Investment Services, Inc.01-13-2011
Richard Allen KellerCUSO Financial Services, L.P.Edward Jones$15001-04-2011
John Trezza Jr.CUSO Financial Services, L.P.Infinex Investments, Inc.$15005-19-2010
Kevin Kristofer RenneCUSO Financial Services, L.P.Cetera Investment Services LLC10-21-2009
Alfred David BarbatoCUSO Financial Services, L.P.Janney Montgomery Scott LLC05-18-2009
Clinton Robert SmedleyCUSO Financial Services, L.P.Commonwealth Financial Network04-03-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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