Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Robin LevineCambridge Investment Research, Inc.Park Avenue Securities LLC09-14-2020
Marva Lou KingCambridge Investment Research, Inc.FSIC$5007-24-2020
James Scott Arnold JrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5007-17-2020
John Franklin Keene JrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$3007-17-2020
Joseph James FauxCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10007-17-2020
Darla D WiseCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-17-2020
Allen Mark BrittellCambridge Investment Research, Inc.Allstate Financial Services, LLC07-07-2020
Jeffrey Aaron FryeCambridge Investment Research, Inc.MML Investors Services, LLC$5006-09-2020
Michael D EbertCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-23-2020
Shawn Diana HaysCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.01-02-2020
Brian Christopher LauerCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Patrick R BarryCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Robert William BurnhamCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Terence Patrick McNicholCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Scott Brandon CrowleyCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
James Mathew DouglasCambridge Investment Research, Inc.H. Beck, Inc.09-30-2019
David Joseph NovickCambridge Investment Research, Inc.The Investment Center, Inc.09-23-2019
Robert Michael Cragle JrCambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Bradley Alan SwisherCambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Michael Gareth DavisCambridge Investment Research, Inc.Raymond James Financial Services, Inc.09-03-2019
Domini Marie AllisonCambridge Investment Research, Inc.Lincoln Investment06-28-2019
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Adam Ray BosiljevacCambridge Investment Research, Inc.Nationwide Securities, LLC02-07-2019
Mary Ellen WagnerCambridge Investment Research, Inc.Summit Group Retirement Planners, Inc.$5010-17-2018
Max Richard House JrCambridge Investment Research, Inc.Trustmont Financial Group, Inc.10-12-2018
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.