Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.02-18-2011
John Ernest Paull IICambridge Investment Research, Inc.Advantage Investment Management, LLC10-06-2015
Lynda Brittain BlessingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2512-09-2016
Joshua Edward MakowiecCambridge Investment Research, Inc.AXA Advisors, LLC$1001-16-2015
James Harold MitchellCambridge Investment Research, Inc.AXA Advisors, LLC07-16-2013
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
Donna Marie CheswickCambridge Investment Research, Inc.BPU Investment Management Inc.$2504-12-2013
Arthur Floyd Hazen Jr.Cambridge Investment Research, Inc.BPU Investment Management Inc.04-12-2013
Michael Paul DichiazzaCambridge Investment Research, Inc.BPU Investment Management Inc.04-12-2013
David Alan LanganCambridge Investment Research, Inc.Cetera Investment Services LLC$20008-03-2015
Michael LynnCambridge Investment Research, Inc.Charles Schwab & Co., Inc.03-03-2010
Joseph Andrew MarcianoCambridge Investment Research, Inc.Cincinnati Analysts, Inc.07-06-2009
Michael Eugene MarcianoCambridge Investment Research, Inc.Cincinnati Analysts, Inc.07-06-2009
George Lawrence McReynolds Jr.Cambridge Investment Research, Inc.Commonwealth Financial Network$2705-31-2018
Patrick Joseph BarronCambridge Investment Research, Inc.Commonwealth Financial Network07-05-2011
Andrew H. NollmanCambridge Investment Research, Inc.Edward Jones02-06-2009
Dustin Jordan AultCambridge Investment Research, Inc.ForumCore Advisory, LLC07-12-2017
Robert William BurnhamCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Terence Patrick McNicholCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Scott Brandon CrowleyCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Terence Patrick McNicholCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Elliott Ross MillerCambridge Investment Research, Inc.Fulcrum Securities, LLC$1005-27-2014
James Mathew DouglasCambridge Investment Research, Inc.H. Beck, Inc.09-30-2019
John Richard SteffeeCambridge Investment Research, Inc.H. Beck, Inc.02-03-2015
William George Winkler Jr.Cambridge Investment Research, Inc.HD Vest Investment Services$1007-24-2015
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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