Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Joseph Charles Henriques | Cambridge Investment Research, Inc. | ADP Broker-Dealer, Inc. | — | 02-18-2011 |
| John Ernest Paull II | Cambridge Investment Research, Inc. | Advantage Investment Management, LLC | — | 10-06-2015 |
| Lynda Brittain Blessing | Cambridge Investment Research, Inc. | Ameriprise Financial Services, Inc. | $25 | 12-09-2016 |
| Joshua Edward Makowiec | Cambridge Investment Research, Inc. | AXA Advisors, LLC | $10 | 01-16-2015 |
| James Harold Mitchell | Cambridge Investment Research, Inc. | AXA Advisors, LLC | — | 07-16-2013 |
| Charles Ronald Houser Jr. | Cambridge Investment Research, Inc. | Beaconsfield Financial Services, Inc. | — | 01-11-2018 |
| Donna Marie Cheswick | Cambridge Investment Research, Inc. | BPU Investment Management Inc. | $25 | 04-12-2013 |
| Arthur Floyd Hazen Jr. | Cambridge Investment Research, Inc. | BPU Investment Management Inc. | — | 04-12-2013 |
| Michael Paul Dichiazza | Cambridge Investment Research, Inc. | BPU Investment Management Inc. | — | 04-12-2013 |
| David Alan Langan | Cambridge Investment Research, Inc. | Cetera Investment Services LLC | $200 | 08-03-2015 |
| Michael Lynn | Cambridge Investment Research, Inc. | Charles Schwab & Co., Inc. | — | 03-03-2010 |
| Joseph Andrew Marciano | Cambridge Investment Research, Inc. | Cincinnati Analysts, Inc. | — | 07-06-2009 |
| Michael Eugene Marciano | Cambridge Investment Research, Inc. | Cincinnati Analysts, Inc. | — | 07-06-2009 |
| George Lawrence McReynolds Jr. | Cambridge Investment Research, Inc. | Commonwealth Financial Network | $27 | 05-31-2018 |
| Patrick Joseph Barron | Cambridge Investment Research, Inc. | Commonwealth Financial Network | — | 07-05-2011 |
| Andrew H. Nollman | Cambridge Investment Research, Inc. | Edward Jones | — | 02-06-2009 |
| Dustin Jordan Ault | Cambridge Investment Research, Inc. | ForumCore Advisory, LLC | — | 07-12-2017 |
| Robert William Burnham | Cambridge Investment Research, Inc. | FSC Securities Corporation | — | 10-04-2019 |
| Terence Patrick McNichol | Cambridge Investment Research, Inc. | FSC Securities Corporation | — | 10-04-2019 |
| Scott Brandon Crowley | Cambridge Investment Research, Inc. | FSC Securities Corporation | — | 10-04-2019 |
| Terence Patrick McNichol | Cambridge Investment Research, Inc. | FSC Securities Corporation | — | 10-04-2019 |
| Elliott Ross Miller | Cambridge Investment Research, Inc. | Fulcrum Securities, LLC | $10 | 05-27-2014 |
| James Mathew Douglas | Cambridge Investment Research, Inc. | H. Beck, Inc. | — | 09-30-2019 |
| John Richard Steffee | Cambridge Investment Research, Inc. | H. Beck, Inc. | — | 02-03-2015 |
| William George Winkler Jr. | Cambridge Investment Research, Inc. | HD Vest Investment Services | $10 | 07-24-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
