Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ray BosiljevacCambridge Investment Research, Inc.Nationwide Securities, LLC02-07-2019
Albert Dennis MuiaCambridge Investment Research, Inc.Trustmont Financial Group, Inc.$25005-12-2015
Alexander Patrick KlineCambridge Investment Research, Inc.Prospera Financial Services, Inc.$50012-21-2011
Allan R Robertson Jr.Cambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$41010-20-2016
Andrew F. AriensCambridge Investment Research, Inc.MML Investors Services, LLC$10011-27-2013
Andrew H SchallCambridge Investment Research, Inc.Ambassador Advisors, LLC$24007-16-2009
Andrew H. NollmanCambridge Investment Research, Inc.Edward Jones$10002-06-2009
Andrew Hirsch LeyensCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$10007-03-2017
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Anthony Edward Benvin Jr.Cambridge Investment Research, Inc.Mutual Service Corporation$50008-24-2009
Anthony Louis Disalvo IIICambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$10010-18-2016
Arthur Floyd Hazen Jr.Cambridge Investment Research, Inc.BPU Investment Management Inc.$10004-12-2013
Barry Robert ShevlinCambridge Investment Research, Inc.Securities America, Inc.$50004-07-2011
Bonnie J. HillCambridge Investment Research, Inc.Avantax Investment Services, Inc.$10011-28-2012
Bradley Alan SwisherCambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Brett Martin PecherskyCambridge Investment Research, Inc.Trustmont Financial Group, Inc.$10003-21-2013
Brian Christopher LauerCambridge Investment Research, Inc.Waddell & Reed$10011-01-2019
Brian Joseph FisherCambridge Investment Research, Inc.AXA Advisors, LLC$50001-04-2010
Bruce Putnam MullenCambridge Investment Research, Inc.Sanders Morris Harris LLC01-02-2009
Bryan Eugene BoyleCambridge Investment Research, Inc.Tower Square Securities, Inc.$25009-15-2011
Bryce Kay LarsonCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$10007-01-2013
Charles Roderick DielmannCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$96006-07-2016
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
Charlotte Ann ChaseCambridge Investment Research, Inc.Provident Private Capital Partners, Inc.01-01-2009
Chelsea L. ScomakCambridge Investment Research, Inc.Kovack Securities Inc.10-02-2017
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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