Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy David RiggsCambridge Investment Research, Inc.Principal Securities, Inc.08-18-2015
Albert Dennis MuiaCambridge Investment Research, Inc.Trustmont Financial Group, Inc.05-12-2015
John Richard SteffeeCambridge Investment Research, Inc.H. Beck, Inc.02-03-2015
Peter Eric GialamesCambridge Investment Research, Inc.The Investment Center, Inc.07-23-2014
Christian F WashingtonCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2014
Timothy Allen KunkleCambridge Investment Research, Inc.The Huntington Investment Company01-14-2014
Michael Joseph MazurekCambridge Investment Research, Inc.LPL Financial LLC01-02-2014
Andrew F. AriensCambridge Investment Research, Inc.MML Investors Services, LLC11-27-2013
Peter Lewis PhillipsCambridge Investment Research, Inc.Nfp Advisor Services11-18-2013
Gary Lewis McPherson IICambridge Investment Research, Inc.Securian Financial Services, Inc.10-01-2013
James Ardmore BradleyCambridge Investment Research, Inc.Securian Financial Services, Inc.10-01-2013
James Harold MitchellCambridge Investment Research, Inc.AXA Advisors, LLC07-16-2013
Arthur Floyd Hazen Jr.Cambridge Investment Research, Inc.BPU Investment Management Inc.04-12-2013
Michael Paul DichiazzaCambridge Investment Research, Inc.BPU Investment Management Inc.04-12-2013
Tyler W ReppertCambridge Investment Research, Inc.Stifel, Nicolaus & Company, Incorporated02-11-2013
Bonnie J. HillCambridge Investment Research, Inc.HD Vest Investment Services11-28-2012
Kumud Chhanalal GandhiCambridge Investment Research, Inc.HD Vest Investment Services10-01-2012
Andrew John EvansCambridge Investment Research, Inc.Waddell & Reed08-06-2012
Grant C. HoldrenCambridge Investment Research, Inc.Lincoln Financial Securities Corporation08-01-2012
Kevin S. HughesCambridge Investment Research, Inc.Hughes Financial Consultants LLC01-11-2012
Scott C. IvolCambridge Investment Research, Inc.Woodbury Financial Services, Inc.10-18-2011
Timothy Richard FulmerCambridge Investment Research, Inc.Tower Square Securities, Inc.09-30-2011
Michael John StramaraCambridge Investment Research, Inc.Tower Square Securities, Inc.09-30-2011
Keith Culliver ClarkCambridge Investment Research, Inc.Walnut Street Securities, Inc.09-29-2011
Randy Scott GeciCambridge Investment Research, Inc.Tower Square Securities, Inc.09-28-2011
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Showing 26 to 50 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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