Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Mathew DouglasCambridge Investment Research, Inc.H. Beck, Inc.09-30-2019
Robert Michael Cragle Jr.Cambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Bradley Alan SwisherCambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Domini Marie AllisonCambridge Investment Research, Inc.Lincoln Investment06-28-2019
Adam Ray BosiljevacCambridge Investment Research, Inc.Nationwide Securities, LLC02-07-2019
Frank MartinoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-13-2018
Max Richard House Jr.Cambridge Investment Research, Inc.Trustmont Financial Group, Inc.10-12-2018
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018
Michael V. MauroCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-16-2017
Chelsea L. ScomakCambridge Investment Research, Inc.Kovack Securities Inc.10-02-2017
Kacey J. NorthrupCambridge Investment Research, Inc.PNC Investments10-02-2017
Patricia Ann MarschnerCambridge Investment Research, Inc.Waddell & Reed09-07-2017
Dustin Jordan AultCambridge Investment Research, Inc.ForumCore Advisory, LLC07-12-2017
Andrew Hirsch LeyensCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC07-03-2017
Ronald Joseph Kims Jr.Cambridge Investment Research, Inc.Thrivent Investment Management Inc.06-01-2017
Joseph A GunnCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2017
Christopher S. IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
David Bret RobbinsCambridge Investment Research, Inc.Prudential Annuities Distributors, Inc03-06-2017
Matthew Daniel SherawCambridge Investment Research, Inc.National Planning Corporation02-03-2017
Elizabeth KwokaCambridge Investment Research, Inc.Securian Financial Services, Inc.01-18-2017
Jennifer E. RitterCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC01-03-2017
Anthony Louis Disalvo IIICambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC10-18-2016
Elizabeth Silbaugh JohnidesCambridge Investment Research, Inc.Woodbury Financial Services, Inc.06-13-2016
Charles Roderick DielmannCambridge Investment Research, Inc.Woodbury Financial Services, Inc.06-07-2016
John Ernest Paull IICambridge Investment Research, Inc.Advantage Investment Management, LLC10-06-2015
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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