Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvonne Leslie ReitemeyerCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
John Randall ShetromphCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Philip Patrick FlynnCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Keith David HorlacherCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Kenneth Howard ParkerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Kirk James BaserCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Victor D. BellCetera Advisor Networks LLCLPL Financial LLC04-02-2019
Alicia June ShowalterCetera Advisor Networks LLCInfinex Investments, Inc.01-31-2019
Kathleen Ashley TylerCetera Advisor Networks LLCGirard Securities, Inc.11-01-2017
Fonda Erin MarkleyCetera Advisor Networks LLCWells Fargo Advisors Financial Network, LLC09-22-2017
Adam E. TruittCetera Advisor Networks LLCLPL Financial LLC02-13-2017
Ronald Patrick LeuschenCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-09-2016
Christopher Alan ZeidersCetera Advisor Networks LLCAmeriprise Financial Services, Inc.12-09-2016
Jeremy J PattenCetera Advisor Networks LLCPruco Securities, LLC.05-06-2016
Michael J. KernCetera Advisor Networks LLCPNC Investments05-04-2016
Kim Thornton SchooleyCetera Advisor Networks LLCHorace Mann Investors, Inc.08-12-2015
Matthew Nicholas VrankovichCetera Advisor Networks LLCLincoln Investment07-31-2015
Richard Thomas SpaceCetera Advisor Networks LLCH. Beck, Inc.12-15-2014
Kenneth Bruce McEwenCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Frank Joseph MarshCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Robert Eric MageeCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Denise Marino ClelanCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Richard S. DoeringerCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Joseph QuinonesCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Scott Eugene ShoupCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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