Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
Jacob Richard PriceCetera Investment Services LLCInfinex Investments, Inc.$10005-23-2018
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Nicholas Thomas PoulosCetera Investment Services LLCSorrento Pacific Financial, LLC$5001-16-2018
Timothy Edward WaltersCetera Investment Services LLCPrivate Advisor Group, LLC12-15-2017
Scott Richard ClapperCetera Investment Services LLCM&T Securities, Inc.10-02-2017
Mary Anne LeporeCetera Investment Services LLCCitizens Securities, Inc.$2509-22-2017
Daniel Koller Jr.Cetera Investment Services LLCLPL Financial LLC$5007-14-2017
Patrick Benjamin BungoCetera Investment Services LLCLPL Financial LLC07-14-2017
Christopher Scott SabosikCetera Investment Services LLCSantander Securities LLC04-05-2017
Michael Patrick McdermottCetera Investment Services LLCCitizens Securities, Inc.03-10-2017
Adam Matthew KearnsCetera Investment Services LLCInfinex Investments, Inc.11-01-2016
John Hammond Urner Jr.Cetera Investment Services LLCCommonwealth Financial Network10-31-2016
Robert Dale BodnarCetera Investment Services LLCInfinex Investments, Inc.$5010-17-2016
Matthew William ShandlayCetera Investment Services LLCM&T Securities, Inc.06-03-2016
Theresa Ann SimsCetera Investment Services LLCFifth Third Securities, Inc.05-12-2016
James Allen ShafferCetera Investment Services LLCBB&T Investment Services, Inc.$5003-07-2016
Renee R VarnerCetera Investment Services LLCCitizens Securities, Inc.12-18-2015
Gina Marie KatrinakCetera Investment Services LLCSWBC Investment Services, LLC$15008-14-2015
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
Lily NkrumahCetera Investment Services LLCM&T Securities, Inc.07-13-2015
Shawn J GerspacherCetera Investment Services LLCKey Investment Services LLC09-05-2014
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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