Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel R GasterCetera Investment Services LLCKey Investment Services LLC11-07-2019
Tara Anne RittlerCetera Investment Services LLCAmeriprise Financial Services, Inc.09-24-2019
Romana Maria PopewinyCetera Investment Services LLCForesters Financial Services, Inc.$50009-21-2019
Malcolm Roger ParksCetera Investment Services LLCInfinex Investments, Inc.$50009-13-2019
Kayelene G. SunderlandCetera Investment Services LLCMML Investors Services, LLC08-30-2019
Yvonne Koshie LampteyCetera Investment Services LLCSantander Securities LLC08-29-2019
Sarah Elizabeth BrechbuehlCetera Investment Services LLCPruco Securities, LLC.08-19-2019
Edward HaCetera Investment Services LLCForesters Financial Services, Inc.07-25-2019
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Kerrie Lynn MorrisCetera Investment Services LLCForesters Financial Services, Inc.06-21-2019
Matthew Stefan PlankCetera Investment Services LLCCitizens Securities, Inc.05-27-2019
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
Stephanie Leigh Chaplinski-KaneCetera Investment Services LLCLPL Financial LLC01-24-2019
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
Margaret R. KreilingCetera Investment Services LLCThe Huntington Investment Company10-10-2018
Ronald VelezCetera Investment Services LLCThrivent Investment Management Inc.09-24-2018
Alyssa Marie ProctorCetera Investment Services LLCBB&T Securities, LLC07-30-2018
Jacob Richard PriceCetera Investment Services LLCInfinex Investments, Inc.$10005-23-2018
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Nicholas Thomas PoulosCetera Investment Services LLCSorrento Pacific Financial, LLC$50001-16-2018
Eric Robert DewaltCetera Investment Services LLCCitizens Securities, Inc.01-04-2018
James Ronald SaleraCetera Investment Services LLCKey Investment Services LLC01-03-2018
Jeffrey Scott KrallCetera Investment Services LLCPrivate Advisor Group, LLC$26012-15-2017
Timothy Edward WaltersCetera Investment Services LLCPrivate Advisor Group, LLC12-15-2017
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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