Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim Wayne PaceCetera Investment Services LLCAmeriprise Financial Services, Inc.$10001-16-2009
Andreas HessCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25002-18-2009
Jeffrey Mark DetwilerCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-17-2009
Jon Bradley MeyersCetera Investment Services LLCRaymond James Financial Services, Inc.04-01-2009
Frank Michael EspositoCetera Investment Services LLCCNL Securities Corp.04-29-2009
Warren Geary Metzger IIICetera Investment Services LLCPNC Investments01-27-2010
Brian Timothy HoldenCetera Investment Services LLCPNC Investments$10004-05-2010
Thomas Francis RitchieCetera Investment Services LLCPNC Investments$10007-15-2010
Sigrid Marguerita RheaCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-09-2011
Jennifer Corbit CalabroCetera Investment Services LLCUvest Financial Services Group, Inc.$10010-04-2011
William John HiebCetera Investment Services LLCUvest Financial Services Group, Inc.$25010-10-2011
Bruce Eldon Waugh Jr.Cetera Investment Services LLCHorace Mann Investors, Inc.01-19-2012
Lee Dennis BergerCetera Investment Services LLCPruco Securities, LLC.04-23-2012
Kimberlee A. RosarioCetera Investment Services LLCM&T Securities, Inc.01-29-2013
Dennis Leroy WilsonCetera Investment Services LLCINVEST Financial Corporation$50009-03-2013
James Peter ProbstCetera Investment Services LLCINVEST Financial Corporation09-03-2013
Marissa Antoinette Pinto BurtCetera Investment Services LLCINVEST Financial Corporation09-03-2013
Andrew Mcmichael OttoCetera Investment Services LLCINVEST Financial Corporation09-03-2013
Richard Michael Sware Jr.Cetera Investment Services LLCSantander Securities LLC10-10-2013
James Michael FuhrmanCetera Investment Services LLCSorrento Pacific Financial, LLC11-20-2013
Drew Adam EcklundCetera Investment Services LLCNorthwest Advisors, Inc.$10012-10-2013
Linda Louise GaleoneCetera Investment Services LLCOBS Brokerage Services, Inc.$10012-10-2013
Gerald Thomas KemickCetera Investment Services LLCOBS Brokerage Services, Inc.$25012-10-2013
Toni Lynne FrisinaCetera Investment Services LLCNORTHWEST ADVISORS, INC.$50012-10-2013
Thomas Mark JensenCetera Investment Services LLCOBS Brokerage Services, Inc.$50012-10-2013
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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