Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Andrew GardinerCitizens Securities, Inc.CUSO Financial Services, L.P.$15004-09-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Yumei HuangCitizens Securities, Inc.AXA Advisors, LLC03-14-2019
John M RuggeroCitizens Securities, Inc.Charles Schwab & Co., Inc.03-12-2019
Robert John MankoskiCitizens Securities, Inc.PNC Investments03-11-2019
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed$103-05-2019
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Thomas Michael ArnotCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$15012-19-2018
James William Buggy Jr.Citizens Securities, Inc.E*Trade Capital Management, LLC$2512-05-2018
Leonard Pasquale DebonaCitizens Securities, Inc.PNC Investments$15011-14-2018
Scott Lewis GobCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Maria Lilian SerrahimaCitizens Securities, Inc.PNC Investments08-29-2018
George Lincoln Wilks IIICitizens Securities, Inc.J.P. Morgan Securities LLC07-11-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Jonah Thomas MooneyCitizens Securities, Inc.Key Investment Services LLC04-23-2018
Sean Patrick LoreCitizens Securities, Inc.PNC Investments$104-18-2018
Keith Thomas Lohm Sr.Citizens Securities, Inc.LPL Financial LLC04-03-2018
Teyonna S HarrisCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$103-26-2018
Clement Michael RinaldiCitizens Securities, Inc.Pruco Securities, LLC.02-22-2018
John David DanzerCitizens Securities, Inc.Good Life Advisors, LLC$801-03-2018
David Alexander RunyonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2017
Glenn Thomas GrosekCitizens Securities, Inc.Pruco Securities, LLC.12-01-2017
Mark Leonard SilvesterCitizens Securities, Inc.Oppenheimer & Co. Inc.12-01-2017
Ryan David HirkoCitizens Securities, Inc.Pensionmark Securities, LLC11-15-2017
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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