Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William E. KernCitizens Securities, Inc.Edward Jones08-17-2020
William E. KernCitizens Securities, Inc.Edward Jones08-17-2020
Leo Joseph UrsoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC06-01-2020
Danny Jay Buesing Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2020
Shawn Richard SwartzCitizens Securities, Inc.Edward Jones$5003-02-2020
Domenico Thomas SciulliCitizens Securities, Inc.PNC Investments$15002-25-2020
David Macleod KleinCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2020
Darwin J SmithCitizens Securities, Inc.Edward Jones01-30-2020
Jeremy Tran RiversCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Matthew James PruittCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Cheryl Ann FlynnCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Craig Pyott ConstableCitizens Securities, Inc.Allstate Financial Services, LLC12-19-2019
Daniel Keith FullerCitizens Securities, Inc.Edward Jones12-08-2019
Yaacov YisraelCitizens Securities, Inc.Wells Fargo Clearing Services, LLC12-03-2019
Justin S. SpierlingCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Mark Chrstopher ZonnoCitizens Securities, Inc.Pruco Securities, LLC.$15011-27-2019
Joseph VeaseyCitizens Securities, Inc.MML Investors Services, LLC11-13-2019
Craig Francis GrenciCitizens Securities, Inc.LPL Financial LLC11-12-2019
Robert K. RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2011-04-2019
Anthony Domenic RealiCitizens Securities, Inc.Santander Securities LLC10-17-2019
John BattistaCitizens Securities, Inc.Morgan Stanley10-03-2019
Martha J. GillespieCitizens Securities, Inc.Wells Fargo Clearing Services, LLC08-07-2019
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.$10007-26-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Michael Anthony PirontiCitizens Securities, Inc.Edward Jones06-25-2019
Next Page »

Showing 1 to 25 of 319 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.