Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Richard LuccheseCitizens Securities, Inc.Santander Securities LLC09-29-2020
Benjamin Gordon WhiteCitizens Securities, Inc.Ameriprise Financial Services, LLC09-22-2020
John R OdonnellCitizens Securities, Inc.Key Investment Services LLC09-09-2020
Mark PlinerCitizens Securities, Inc.MML Investors Services, LLC08-26-2020
William E KernCitizens Securities, Inc.Edward Jones08-17-2020
Michael William CoffeyCitizens Securities, Inc.Private Advisor Group, LLC07-08-2020
Clark John MountCitizens Securities, Inc.Pruco Securities, LLC.06-29-2020
Darlene Elizabeth La BreeCitizens Securities, Inc.Edward Jones06-26-2020
Patrick HoranCitizens Securities, Inc.Key Investment Services LLC06-16-2020
Leo Joseph UrsoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC06-01-2020
John Phillip NehrigCitizens Securities, Inc.Key Investment Services LLC05-01-2020
Danny Jay Buesing JrCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2020
Shawn Richard SwartzCitizens Securities, Inc.Edward Jones$5003-02-2020
Taylor Andrew BerardelliCitizens Securities, Inc.W&S Brokerage Services, Inc.02-28-2020
Domenico Thomas SciulliCitizens Securities, Inc.PNC Investments$15002-25-2020
David Macleod KleinCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2020
Darwin J SmithCitizens Securities, Inc.Edward Jones$15001-30-2020
Jeremy Tran RiversCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Cheryl Ann FlynnCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Craig Pyott ConstableCitizens Securities, Inc.Allstate Financial Services, LLC12-19-2019
Daniel Keith FullerCitizens Securities, Inc.Edward Jones12-08-2019
Yaacov YisraelCitizens Securities, Inc.Wells Fargo Clearing Services, LLC12-03-2019
Justin Steven SpierlingCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Mark Christopher ZonnoCitizens Securities, Inc.Pruco Securities, LLC.$15011-27-2019
Robert K RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2011-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.