Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, Inc.01-07-2019
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Timothy J. BriddesCitizens Securities, Inc.PNC Investments$10012-19-2018
James William Buggy Jr.Citizens Securities, Inc.E*TRADE Capital Management, LLC$25012-05-2018
Joshua Edward MeyerCitizens Securities, Inc.PNC Investments$10011-30-2018
Joseph Michael KuzmankoCitizens Securities, Inc.Stratos Wealth Partners, Ltd11-30-2018
GENTIAN PLAKUCitizens Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-20-2018
Joanne Christine BoldenCitizens Securities, Inc.Vanguard Advisers, Inc.11-15-2018
Leonard Pasquale DebonaCitizens Securities, Inc.PNC Investments$15011-14-2018
Patrick Bradley BuggyCitizens Securities, Inc.PNC Investments10-31-2018
Shannon Gerald BenderCitizens Securities, Inc.PNC Investments$50010-17-2018
Kenneth Wayne Houser Jr.Citizens Securities, Inc.PNC Investments09-27-2018
Robert Michael Elwell Jr.Citizens Securities, Inc.AXA Advisors, LLC09-26-2018
Steven Dominic CacciuttiCitizens Securities, Inc.Thrive Capital Management, LLC09-06-2018
Steven Viet DinhCitizens Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-04-2018
Adam Tucker BoyceCitizens Securities, Inc.PNC Investments09-04-2018
Joseph John BrautCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2018
Maria Lilian SerrahimaCitizens Securities, Inc.PNC Investments08-29-2018
Robert Michael OddoCitizens Securities, Inc.PNC Investments08-20-2018
Shari Rachel WidlundCitizens Securities, Inc.Transamerica Financial Advisors, Inc08-10-2018
George Lincoln Wilks IIICitizens Securities, Inc.J.P. Morgan Securities LLC07-11-2018
Kyle Nicholas BraenderCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC06-26-2018
Martina Ann JaconoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-25-2018
Andreas M. WochtlCitizens Securities, Inc.Edward Jones05-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.