Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Jeremy FoxCitizens Securities, Inc.Morgan Stanley09-01-2017
Peter Hilles GauntCitizens Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2017
Ian M CostanzoCitizens Securities, Inc.PNC Investments$10008-14-2017
Matthew Jeffrey StehleCitizens Securities, Inc.Principal Securities, Inc.08-08-2017
Dean Brandon HasenCitizens Securities, Inc.PNC Investments07-31-2017
Sean Allen RobertsonCitizens Securities, Inc.Ameriprise Financial Services, Inc.$10007-17-2017
Robert Joseph Sullivan Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2017
Nunzio ParibelloCitizens Securities, Inc.Santander Securities LLC06-27-2017
Matthew Ryan FioriCitizens Securities, Inc.PNC Investments06-27-2017
Steve H NguyenCitizens Securities, Inc.Santander Securities LLC$25006-08-2017
Julian Daniel RomeuCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2017
Stephen Andrew BarbellaCitizens Securities, Inc.Cambridge Investment Research, Inc.$15005-23-2017
Jeffrey C Zenko Jr.Citizens Securities, Inc.PNC Investments05-12-2017
Tyler James WasserCitizens Securities, Inc.Waddell & Reed05-04-2017
Dennis Louis Piccone Jr.Citizens Securities, Inc.PNC Investments05-02-2017
Kevin William HolcombeCitizens Securities, Inc.Foresters Financial Services, Inc.05-01-2017
Devon Goggin RobinsonCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-25-2017
Benjamin Michael MccarronCitizens Securities, Inc.Foresters Financial Services, Inc.04-25-2017
Donald Thomas Fetsko Jr.Citizens Securities, Inc.Trustmont Financial Group, Inc.04-25-2017
John Kennedy BuggyCitizens Securities, Inc.M&T Securities, Inc.04-25-2017
Lisa HegyesCitizens Securities, Inc.PNC Investments04-25-2017
Keith Levy TrafficanCitizens Securities, Inc.PNC Investments04-25-2017
Jessica Paige BowneCitizens Securities, Inc.Foresters Financial Services, Inc.04-17-2017
Melissa Ann SeitchekCitizens Securities, Inc.PNC Investments03-29-2017
Gagandeep KumarCitizens Securities, Inc.PNC Investments03-17-2017
« Previous PageNext Page »

Showing 76 to 100 of 301 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.