Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James PruittCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Craig Pyott ConstableCitizens Securities, Inc.Morgan Stanley12-19-2019
Daniel Keith FullerCitizens Securities, Inc.Edward Jones12-08-2019
Mark Chrstopher ZonnoCitizens Securities, Inc.Pruco Securities, LLC.11-27-2019
Joseph VeaseyCitizens Securities, Inc.MML Investors Services, LLC11-13-2019
Craig Francis GrenciCitizens Securities, Inc.LPL Financial LLC11-12-2019
Robert K. RubyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-04-2019
Anthony Domenic RealiCitizens Securities, Inc.Santander Securities LLC10-17-2019
John BattistaCitizens Securities, Inc.Morgan Stanley$10010-03-2019
Martha J. GillespieCitizens Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-07-2019
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.$10007-26-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Michael Anthony PirontiCitizens Securities, Inc.Edward Jones06-25-2019
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2019
Glenn Andrew GardinerCitizens Securities, Inc.CUSO Financial Services, L.P.$15004-09-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Tyler Paul BlakeCitizens Securities, Inc.Pruco Securities, LLC.03-28-2019
John M RuggeroCitizens Securities, Inc.Charles Schwab & Co., Inc.03-12-2019
Robert John MankoskiCitizens Securities, Inc.PNC Investments03-11-2019
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed$10003-05-2019
Rashon HolmesCitizens Securities, Inc.Santander Securities LLC03-01-2019
Craig Allen WallaceCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Nathan Randolph BaileyCitizens Securities, Inc.MML Investors Services, LLC02-26-2019
Eric NiuCitizens Securities, Inc.Foresters Financial Services, Inc.02-15-2019
Douglas E GromCitizens Securities, Inc.Edward Jones01-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.