Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo Joseph UrsoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC06-01-2020
Danny Jay Buesing Jr.Citizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2020
David Macleod KleinCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2020
Darwin J SmithCitizens Securities, Inc.Edward Jones01-30-2020
Jeremy Tran RiversCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Matthew James PruittCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Cheryl Ann FlynnCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Craig Pyott ConstableCitizens Securities, Inc.Allstate Financial Services, LLC12-19-2019
Daniel Keith FullerCitizens Securities, Inc.Edward Jones12-08-2019
Yaacov YisraelCitizens Securities, Inc.Wells Fargo Clearing Services, LLC12-03-2019
Justin S. SpierlingCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Joseph VeaseyCitizens Securities, Inc.MML Investors Services, LLC11-13-2019
Craig Francis GrenciCitizens Securities, Inc.LPL Financial LLC11-12-2019
Anthony Domenic RealiCitizens Securities, Inc.Santander Securities LLC10-17-2019
John BattistaCitizens Securities, Inc.Morgan Stanley10-03-2019
Martha J. GillespieCitizens Securities, Inc.Wells Fargo Clearing Services, LLC08-07-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Michael Anthony PirontiCitizens Securities, Inc.Edward Jones06-25-2019
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Tyler Paul BlakeCitizens Securities, Inc.Pruco Securities, LLC.03-28-2019
John Michael RuggeroCitizens Securities, Inc.Charles Schwab & Co., Inc.03-12-2019
Robert John MankoskiCitizens Securities, Inc.PNC Investments03-11-2019
Yumei HuangCitizens Securities, Inc.AXA Advisors, LLC03-07-2019
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed03-05-2019
Rashon HolmesCitizens Securities, Inc.Santander Securities LLC03-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.