Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Richard Paul HandCommonwealth Financial NetworkKestra Investment Services, LLC03-28-2019
Louis Montcalm DeeringCommonwealth Financial NetworkJanney Montgomery Scott LLC$5002-08-2019
Edward Vincent BaroneCommonwealth Financial NetworkM&T Securities, Inc.10-31-2018
Seth Richard HoffmanCommonwealth Financial NetworkAXA Advisors, LLC$106-04-2018
Brian Scott FisherCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5005-18-2018
Brian FisherCommonwealth Financial NetworkWells Fargo Advisors$11305-18-2018
Virgil A KahlCommonwealth Financial NetworkNational Planning Corporation$2510-23-2017
Charles Joseph MckelveyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$109-18-2017
Jack Edward ArmstrongCommonwealth Financial NetworkGeneos Wealth Management, Inc.$5009-06-2017
Jason Patrick ThorneCommonwealth Financial NetworkGeneos Wealth Management, Inc.$109-06-2017
Shaun O'BoyleCommonwealth Financial NetworkMetLife Securities Inc.$2511-04-2016
William George JamesCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Deborah Ann DavisCommonwealth Financial NetworkSII Investments, Inc.$5008-15-2016
Andrew C HarrisCommonwealth Financial NetworkVoya Financial Advisors, Inc.09-18-2015
Stephen Ole MeidahlCommonwealth Financial NetworkSecurities America, Inc.$5008-27-2015
Michael Patrick WeberCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-16-2015
Tari Kim TrowbridgeCommonwealth Financial NetworkLPL Financial LLC$2511-07-2014
Danine Ann MuellerCommonwealth Financial NetworkGirard Investment Services, LLC10-01-2014
Dudley Walton SaurmanCommonwealth Financial NetworkUnivest Investments, Inc.10-01-2014
Matthew Oliver RamerCommonwealth Financial NetworkMorgan Stanley11-08-2013
William Louis BramsCommonwealth Financial NetworkLincoln Investment$5005-16-2013
Karen Wilson CartwrightCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$102-14-2013
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial LLC$7011-15-2012
Jeremy Lee SuschakCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-31-2012
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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