Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Ronald EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Hattie Horn EvansCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
Donald Lee AlbackerCommonwealth Financial NetworkInvestment Advisors Asset Management, LLC$111-06-2009
Matthew Dean WilsonCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
William Rodger LewisCommonwealth Financial NetworkAXA Advisors, LLC$1011-30-2009
Shana BielichCommonwealth Financial NetworkFederated Securities Corp.02-23-2010
Robert Howard LingenfelserCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$10007-02-2010
Kevin Joseph LingenfelserCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc07-02-2010
David Frank Biffen Jr.Commonwealth Financial NetworkSecurities America, Inc.$10008-23-2010
Matthew D. BiffenCommonwealth Financial NetworkSecurities America, Inc.08-23-2010
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC12-07-2010
Lori J. Daff-SigginsCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2011
Jeremy Lee SuschakCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-31-2012
Karen Wilson CartwrightCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$1002-14-2013
William Louis BramsCommonwealth Financial NetworkCapital Analysts$5005-16-2013
Matthew Oliver RamerCommonwealth Financial NetworkMorgan Stanley11-08-2013
Ralph Edward Duckworth Jr.Commonwealth Financial NetworkAllegheny Investments, Ltd.$2511-26-2013
Marianna GoldenbergCommonwealth Financial NetworkLPL Financial LLC$2505-30-2014
Dudley Walton SaurmanCommonwealth Financial NetworkUnivest Investments, Inc.$1010-01-2014
Danine Ann MuellerCommonwealth Financial NetworkSims Financial Services, LLC10-01-2014
Joan Frances LewersCommonwealth Financial NetworkUnivest Investments, Inc.10-01-2014
Casey Louise ReardonCommonwealth Financial NetworkUnivest Investments, Inc.10-01-2014
Tari Kim TrowbridgeCommonwealth Financial NetworkLPL Financial LLC$2511-07-2014
Michael Patrick WeberCommonwealth Financial NetworkAmeriprise Financial Services, LLC04-16-2015
Stephen Ole MeidahlCommonwealth Financial NetworkSecurities America Advisors, Inc.$5008-27-2015
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.