Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Christopher VirostekCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$2508-13-2009
Charles Ronald EvansCommonwealth Financial NetworkCetera Advisor Networks LLC$5011-06-2009
Hattie Horn EvansCommonwealth Financial NetworkCetera Advisor Networks LLC$5011-06-2009
James Christopher LynchCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10011-06-2009
Donald Lee AlbackerCommonwealth Financial NetworkInvestment Advisors Asset Management, LLC$2511-06-2009
Matthew Dean WilsonCommonwealth Financial NetworkCetera Advisor Networks LLC11-06-2009
William Rodger LewisCommonwealth Financial NetworkEquitable Advisors, LLC11-30-2009
Daniel P GannonCommonwealth Financial NetworkMorgan Stanley$5001-15-2010
Shana BielichCommonwealth Financial NetworkFederated Securities Corp.02-23-2010
Howie James PentonyCommonwealth Financial NetworkUvest Financial Services Group, Inc.02-26-2010
Robert Howard LingenfelserCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc$10007-02-2010
Kevin Joseph LingenfelserCommonwealth Financial NetworkRaymond James Financial Services Advisors, Inc07-02-2010
Matthew D BiffenCommonwealth Financial NetworkSecurities America, Inc.$5008-23-2010
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC$2512-07-2010
Mark Anthony RodaCommonwealth Financial NetworkTD Ameritrade Investment Management, LLC08-01-2011
David Samuel CoultCommonwealth Financial NetworkHornor, Townsend & Kent, LLC$2510-04-2011
Janel Marie CrossCommonwealth Financial NetworkVoya Financial Advisors, Inc.01-03-2012
Lou Ingargiola Sean McAndrewCommonwealth Financial NetworkLPL Financial LLC$7011-15-2012
Louis Paul IngargiolaCommonwealth Financial NetworkLPL Financial LLC$5011-15-2012
Sean McAndrewCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Sean Michael CookCommonwealth Financial NetworkCapital Analysts05-16-2013
Marianna GoldenbergCommonwealth Financial NetworkLPL Financial LLC$5005-30-2014
Ernest Lundell SimsCommonwealth Financial NetworkGirard Investment Services, LLC10-01-2014
Danine Ann MuellerCommonwealth Financial NetworkSims Financial Services, LLC10-01-2014
Casey Louise ReardonCommonwealth Financial NetworkGirard Investment Services, LLC10-01-2014
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.