Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Charles Ronald Evans | Commonwealth Financial Network | Cetera Advisor Networks LLC | — | 11-06-2009 |
| Hattie Horn Evans | Commonwealth Financial Network | Cetera Advisor Networks LLC | — | 11-06-2009 |
| Donald Lee Albacker | Commonwealth Financial Network | Investment Advisors Asset Management, LLC | — | 11-06-2009 |
| Matthew Dean Wilson | Commonwealth Financial Network | Cetera Advisor Networks LLC | — | 11-06-2009 |
| William Rodger Lewis | Commonwealth Financial Network | AXA Advisors, LLC | — | 11-30-2009 |
| Shana Bielich | Commonwealth Financial Network | Federated Securities Corp. | — | 02-23-2010 |
| Robert Howard Lingenfelser, Kevin Joseph Lingenfelser | Commonwealth Financial Network | Raymond James Financial Services Advisors, Inc | $100 | 07-02-2010 |
| Matthew D. Biffen | Commonwealth Financial Network | Securities America, Inc. | — | 08-23-2010 |
| Jamie Lynn Direnzo | Commonwealth Financial Network | Cetera Advisor Networks LLC | — | 12-07-2010 |
| Mark Anthony Roda | Commonwealth Financial Network | TD Ameritrade Investment Management, LLC | — | 08-01-2011 |
| Lou Ingargiola, Sean McAndrew | Commonwealth Financial Network | LPL Financial LLC LLC | $70 | 11-15-2012 |
| Karen Wilson Cartwright | Commonwealth Financial Network | Royal Alliance Associates, Inc. | $10 | 02-14-2013 |
| William Louis Brams | Commonwealth Financial Network | Capital Analysts | $50 | 05-16-2013 |
| Matthew Oliver Ramer | Commonwealth Financial Network | Morgan Stanley | — | 11-08-2013 |
| Danine Ann Mueller | Commonwealth Financial Network | Girard Investment Services, LLC | — | 10-01-2014 |
| Casey Louise Reardon | Commonwealth Financial Network | Univest Investments, Inc. | — | 10-01-2014 |
| Tari Kim Trowbridge | Commonwealth Financial Network | LPL Financial LLC | $25 | 11-07-2014 |
| Stephen Ole Meidahl | Commonwealth Financial Network | Securities America, Inc. | $50 | 08-27-2015 |
| Alan A. Flick | Commonwealth Financial Network | MetLife Securities Inc. | — | 08-12-2016 |
| Deborah Ann Davis | Commonwealth Financial Network | SII Investments, Inc. | $19 | 08-15-2016 |
| William George James | Commonwealth Financial Network | Securities America, Inc. | $100 | 09-30-2016 |
| Jack Edward Armstrong | Commonwealth Financial Network | Geneos Wealth Management, Inc. | $50 | 09-06-2017 |
| Jason Patrick Thorne | Commonwealth Financial Network | Geneos Wealth Management, Inc. | — | 09-06-2017 |
| Charles Joseph McKelvey | Commonwealth Financial Network | Cadaret, Grant & Co., Inc. | — | 09-18-2017 |
| Michael Hitcho Jr. | Commonwealth Financial Network | Cadaret, Grant & Co., Inc. | — | 09-18-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
