Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Brandon CrowleyFSC Securities CorporationCetera Advisor Networks LLC05-02-2016
Terence Patrick McNicholFSC Securities CorporationNW Capital Markets Inc.10-09-2015
John Michael GenovaFSC Securities CorporationINVEST Financial Corporation09-17-2015
Robert William BurnhamFSC Securities CorporationCapital Analysts02-19-2015
Thomas Patrick Caffrey SrFSC Securities CorporationPark Avenue Securities LLC01-28-2015
Daniel B IrvingFSC Securities CorporationPNC Investments12-12-2014
James Bernard PlummerFSC Securities CorporationM&T Securities, Inc.12-10-2014
Ian Philip GordonFSC Securities CorporationLPL Financial LLC09-24-2010
Eric Paul AposhianFSC Securities CorporationAllstate Financial Services, LLC09-15-2010
Michael John Henzes Jr.FSC Securities CorporationSterling Financial Advisors, LLC01-22-2010
Anthony J. Falco Jr.FSC Securities CorporationCetera Advisor Networks LLC11-02-2009
Michael Anthony PaciottiFSC Securities CorporationPark Avenue Securities LLC04-30-2009
Stacey Corrine CicotelloFSC Securities CorporationCharles Schwab & Co., Inc.04-22-2009
Robert B. LoganFSC Securities CorporationAvantax Advisory Services$1002-19-2013
Howard Lee SolowayFSC Securities CorporationCetera Advisor Networks LLC$1011-02-2009
Brian Frederick PalusoFSC Securities CorporationChartwell TSC Securities Corp.$5007-08-2019
Linda KentFSC Securities CorporationCapital Analysts$5007-15-2016
Andrei VoicuFSC Securities CorporationFragasso Financial Advisors$5005-08-2015
Arthur Robert WeissFSC Securities CorporationStrategic Wealth Advisors Group$5003-25-2009

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.