Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yelena PiersonFarmers Financial Solutions, LLCPFS Investments Inc.10-11-2019
Gary Eugene AltFarmers Financial Solutions, LLCLPL Financial LLC01-25-2019
Brian BakerFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-15-2019
Lori Ann BiddleFarmers Financial Solutions, LLCNationwide Securities, LLC01-22-2018
Aaron Benjamin BrunerFarmers Financial Solutions, LLCNationwide Securities, LLC12-06-2017
Dwayne E. RogersFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-06-2017
Roy Carl Geiselhart IIIFarmers Financial Solutions, LLCNationwide Securities, LLC05-03-2016
Dante Ray Plutko Jr.Farmers Financial Solutions, LLCHorace Mann Investors, Inc.01-13-2016
David John MorganFarmers Financial Solutions, LLCAllstate Financial Services, LLC04-01-2013
James Arthur MasheyFarmers Financial Solutions, LLCLPL Financial LLC03-22-2013
Cynthia Lee GarciaFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC03-08-2013
James Francis SullivanFarmers Financial Solutions, LLCThe O.N. Equity Sales Company01-29-2013

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.