Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Matthew OsbornH. Beck, Inc.Beaconsfield Financial Services, Inc.04-10-2019
James Warren BakerH. Beck, Inc.FSC Securities Corporation$1012-05-2017
Christopher Lawrence ZellmanH. Beck, Inc.TFS Securities, Inc.09-20-2017
Christopher McNesbyH. Beck, Inc.Wells Fargo Clearing Services, LLC$5009-01-2016
Jerry GrossH. Beck, Inc.ProEquities, Inc.05-13-2016
Michael Edward SicaH. Beck, Inc.Lombard Securities Incorporated$1007-17-2015
Katherine MartinH. Beck, Inc.Hazard & Siegel, Inc.07-07-2015
Christine Emily MusuneggiH. Beck, Inc.Lincoln Financial Advisors Corporation$5009-04-2012
James Edward MieleH. Beck, Inc.Woodbury Financial Services, Inc.$1003-08-2012
Patrick Michael MullinsH. Beck, Inc.Capital Analysts, Incorporated$2510-28-2011
Christopher Louis HuberH. Beck, Inc.QA3 Financial Corp.02-28-2011
Heidi Sue KennedyH. Beck, Inc.Cetera Advisor Networks LLC01-20-2011
Michael Andrew O'ShurakH. Beck, Inc.Lincoln Financial Advisors Corporation01-03-2011
Joseph Ronald MarkiewiczH. Beck, Inc.Woodbury Financial Services, Inc.11-08-2010
David William StringerH. Beck, Inc.FSC Securities Corporation03-01-2010
Anita Thorne ConnerH. Beck, Inc.Nfp Advisor Services02-12-2010
Clifford Paul CardineH. Beck, Inc.Long Grove Trading Co.09-03-2009
Tiffany Laura VolpeH. Beck, Inc.Long Grove Trading Co.09-03-2009
Richard Lee BoppH. Beck, Inc.Waddell & Reed$1001-02-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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