Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Lauren DavisJ.P. Morgan Securities LLCAmherst Pierpont08-08-2012
Evan Howard KanarekJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC06-06-2013
George HwangJ.P. Morgan Securities LLCPiper Sandler & Co.02-03-2014
Steven Joseph VentoJ.P. Morgan Securities LLCB. Riley FBR, Inc.01-26-2015
David P Wilson Jr.J.P. Morgan Securities LLCMorgan Stanley$5003-13-2015
Matthew FryJ.P. Morgan Securities LLCMorgan Stanley03-13-2015
Sarah Anne WeberJ.P. Morgan Securities LLCMorgan Stanley09-09-2016
Kaitlyn KerrJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
John Andrew Hafner Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5004-27-2018
Adam Samuel MaceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-27-2018
Matthew Harold McAndrewJ.P. Morgan Securities LLCFS Investment Solutions, LLC06-14-2018
Sara K EganJ.P. Morgan Securities LLCMorgan Stanley08-09-2018
Paul Adam Phillips Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
Colby D. BurnsJ.P. Morgan Securities LLCTD Ameritrade, Inc.01-18-2019
Christian Gerardo Lopez-AlavezJ.P. Morgan Securities LLCCitizens Securities, Inc.01-24-2019
Maximilian WilsonJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors04-12-2019
Brandon Alexander HepburnJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
Heather Celeste LaubscherJ.P. Morgan Securities LLCMorgan Stanley07-30-2019
Matthew Steven CruzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Steven Gerard WortmannJ.P. Morgan Securities LLCLPL Financial LLC08-28-2019
Tyrone Darrell KerbyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-11-2019
Anna Faye SpartzJ.P. Morgan Securities LLCM&T Securities, Inc.09-20-2019
Anthony Richard Romani IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Christopher Samuel CortinaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.