Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Christian WeirichJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC07-09-2020
Selden Paul StaplesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5006-30-2020
Thomas SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.03-20-2020
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Sheryl Dawn OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Thomas Edward SegerJanney Montgomery Scott LLCRaymond James & Associates, Inc.$2503-03-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
Dawn Dupre Megan KeatingJanney Montgomery Scott LLCMorgan Stanley$33501-17-2020
MARYANN Ann PERRONEJanney Montgomery Scott LLCMorgan Stanley$10001-17-2020
Kathleen Anne FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Lindsay Stevens SmithJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Brian D HoffmanJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-05-2019
Melissa HamiltonJanney Montgomery Scott LLCMorgan Stanley12-02-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
Joseph Vincent Hosack JrJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2019
Rishi D AnandJanney Montgomery Scott LLCMorgan Stanley08-19-2019
Amanda Berger BurdickJanney Montgomery Scott LLCThe Huntington Investment Company07-15-2019
Jorge Andres KuriJanney Montgomery Scott LLCEquitable Advisors, LLC06-25-2019
Julie KnightJanney Montgomery Scott LLCMorgan Stanley$1,00004-26-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley$204-25-2019
Lisa A SomersJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$10004-16-2019
Mark MelilloJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$8103-07-2019
Michael HassellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14302-28-2019
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.